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13G Filing: Highbridge Capital Management and Adverum Biotechnologies Inc. (ADVM)

Published on December 7, 2017 at 12:55 pm by Insider Monkey Staff in Hedge Funds

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Page 6 of 8 – SEC Filing

(c) Number of
shares as to which such person has:

(i)
Sole power to vote or to direct the vote

0

(ii) Shared
power to vote or to direct the vote

See Item 4(a)

(iii) Sole
power to dispose or to direct the disposition of

0

(iv) Shared
power to dispose or to direct

the disposition of

See Item 4(a)

Item 5.	OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.

	Not applicable.

Item 6.	OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

	Not applicable.

Item 7.	IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.

	Not applicable.

Item 8.	IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.

	Not applicable.

Item 9.	NOTICE OF DISSOLUTION OF GROUP.

	Not applicable.

Item 10.

CERTIFICATION.

	Each Reporting Person hereby makes the following certification:

By signing below the Reporting Person certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

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NASDAQ:ADVM SEC 13G Filing Highbridge Capital Management Adverum Biotechnologies Inc. (ADVM)