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13G Filing: Highbridge Capital Management and Adverum Biotechnologies Inc. (ADVM)

Published on December 7, 2017 at 12:55 pm by Insider Monkey Staff in Hedge Funds

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Adverum Biotechnologies Inc. (NASDAQ:ADVM): Glenn Russell’s Highbridge Capital Management filed an amended 13D.

You can check out Highbridge Capital Management’s latest holdings and filings here.

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name	Sole Voting Power	Shared Voting Power	Sole Dispositive Power	Shared Dispositive Power	Aggregate Amount Owned Power	Percent of Class
Highbridge Capital Management	0	2,500,000	0	2,500,000	2,500,000	5.55%
199	0	2,500,000	0	2,500,000	2,500,000	5.55%

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Page 1 of 8 – SEC Filing

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


SCHEDULE 13G


Under the Securities Exchange Act of 1934

(Amendment No. )*

Adverum Biotechnologies, Inc.
(Name of Issuer)

Common Stock, par value $0.0001 per share
(Title of Class of Securities)

00773U108
(CUSIP Number)

December 5, 2017
(Date of event which requires filing of this statement)


Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed:

¨	Rule 13d-1(b)
x	Rule 13d-1(c)
¨	Rule 13d-1(d)

(Page 1 of 8 Pages)

______________________________

*The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder
of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act“) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).

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NASDAQ:ADVM SEC 13G Filing Highbridge Capital Management Adverum Biotechnologies Inc. (ADVM)