You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Carlos Slim Hel | 5,898,000 | 5,898,000 | 5,898,000 | 5.4% | ||
Carlos Slim Domit | 5,898,000 | 5,898,000 | 5,898,000 | 5.4% | ||
Marco Antonio Slim Domit | 5,898,000 | 5,898,000 | 5,898,000 | 5.4% | ||
Patrick Slim Domit | 5,898,000 | 5,898,000 | 5,898,000 | 5.4% | ||
Mar a Soumaya Slim Domit | 5,898,000 | 5,898,000 | 5,898,000 | 5.4% | ||
Vanessa Paola Slim Domit | 5,898,000 | 5,898,000 | 5,898,000 | 5.4% | ||
Johanna Monique Slim Domit | 5,898,000 | 5,898,000 | 5,898,000 | 5.4% | ||
Inversora Carso, S.A. de C.V., formerly known as Inmobiliaria Carso, S.A. de C.V | 5,898,000 | 5,898,000 | 5,898,000 | 5.4% |
Page 1 of 15 – SEC Filing
UNITED STATES | ||
SECURITIES AND EXCHANGE COMMISSION | ||
Washington, DC 20549 | ||
SCHEDULE 13G
Under the Securities
Exchange Act of 1934
(Amendment No. )*
PBF Energy Inc. (the “Issuer”) |
(Name of Issuer) |
Class A Common Stock, $0.001 par value per share (the “Class A Common Shares”) |
(Title of Class of Securities) |
69318G106 |
(CUSIP Number) |
August 22, 2017 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant ☐ Rule ☒ Rule ☐ Rule |
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of |
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Page 2 of 15 – SEC Filing
CUSIP No. 69318G106 | Page 2 of 15 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) | ||
Carlos Slim Helú | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
México | |||
NUMBER OF | 5 | SOLE VOTING POWER – 0 – | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER – 0 – | |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,898,000 Class A Common Shares (See Item 4(a)) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% of the total Class A Common Shares outstanding (See Item 4(b)) | ||
12 | TYPE OF REPORTING PERSON* IN | ||
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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Page 3 of 15 – SEC Filing
CUSIP No. 69318G106 | Page 3 of 15 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) | ||
Carlos Slim Domit | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
México | |||
NUMBER OF | 5 | SOLE VOTING POWER – 0 – | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER – 0 – | |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,898,000 Class A Common Shares (See Item 4(a)) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% of the total Class A Common Shares outstanding (See Item 4(b)) | ||
12 | TYPE OF REPORTING PERSON* IN | ||
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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Page 4 of 15 – SEC Filing
CUSIP No. 69318G106 | Page 4 of 15 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) | ||
Marco Antonio Slim Domit | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
México | |||
NUMBER OF | 5 | SOLE VOTING POWER – 0 – | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER – 0 – | |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,898,000 Class A Common Shares (See Item 4(a)) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% of the total Class A Common Shares outstanding (See Item 4(b)) | ||
12 | TYPE OF REPORTING PERSON* IN | ||
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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Page 5 of 15 – SEC Filing
CUSIP No. 69318G106 | Page 5 of 15 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) | ||
Patrick Slim Domit | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
México | |||
NUMBER OF | 5 | SOLE VOTING POWER – 0 – | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER – 0 – | |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,898,000 Class A Common Shares (See Item 4(a)) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% of the total Class A Common Shares outstanding (See Item 4(b)) | ||
12 | TYPE OF REPORTING PERSON* IN | ||
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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Page 6 of 15 – SEC Filing
CUSIP No. 69318G106 | Page 6 of 15 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) | ||
María Soumaya Slim Domit | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
México | |||
NUMBER OF | 5 | SOLE VOTING POWER – 0 – | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER – 0 – | |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,898,000 Class A Common Shares (See Item 4(a)) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% of the total Class A Common Shares outstanding (See Item 4(b)) | ||
12 | TYPE OF REPORTING PERSON* IN | ||
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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Page 7 of 15 – SEC Filing
CUSIP No. 69318G106 | Page 7 of 15 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) | ||
Vanessa Paola Slim Domit | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
México | |||
NUMBER OF | 5 | SOLE VOTING POWER – 0 – | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER – 0 – | |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,898,000 Class A Common Shares (See Item 4(a)) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% of the total Class A Common Shares outstanding (See Item 4(b)) | ||
12 | TYPE OF REPORTING PERSON* IN | ||
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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Page 8 of 15 – SEC Filing
CUSIP No. 69318G106 | Page 8 of 15 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) | ||
Johanna Monique Slim Domit | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
México | |||
NUMBER OF | 5 | SOLE VOTING POWER – 0 – | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER – 0 – | |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,898,000 Class A Common Shares (See Item 4(a)) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% of the total Class A Common Shares outstanding (See Item 4(b)) | ||
12 | TYPE OF REPORTING PERSON* IN | ||
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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Page 9 of 15 – SEC Filing
CUSIP No. 69318G106 | Page 9 of 15 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) | ||
Inversora Carso, S.A. de C.V., formerly known as Inmobiliaria Carso, S.A. de C.V. | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
México | |||
NUMBER OF | 5 | SOLE VOTING POWER – 0 – | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER – 0 – | |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 5,898,000 Class A Common Shares (See Item 4(c)) | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,898,000 Class A Common Shares (See Item 4(a)) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% of the total Class A Common Shares outstanding (See Item 4(b)) | ||
12 | TYPE OF REPORTING PERSON* HC | ||
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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Page 10 of 15 – SEC Filing
CUSIP No. 69318G106 | Page 10 of 15 Pages |
Item 1. | |
(a) | Name of Issuer: PBF Energy Inc. (the “Issuer”) |
(b) |
Address of Issuer’s Principal Executive Offices: One Sylvan Way, Second Floor Parsippany, New Jersey 07054 |
Item 2. | |
(a) | Name of Persons Filing: This statement is filed pursuant to Rule 13d-2(b) under the (1) Carlos Slim Helú, Carlos Slim Domit, Marco Antonio Slim Domit, (2) Inversora Carso, a sociedad anónima de capital variable |
(b) | Address of Principal Business Office: (i) The principal business address for each member of the Paseo de las Palmas 736
Lago Zurich 245 |
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Page 11 of 15 – SEC Filing
CUSIP No. 69318G106 | Page 11 of 15 Pages |
(c) | Citizenship: Each member of the Slim Family is a Mexican citizen and Inversora | |
(d) | Title of Class of Securities: Class A Common Stock, $0.001 par value per share (the “Class | |
(e) | CUSIP Number: 69318G106 | |
Item 3. | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a(n): | |
(a) | Broker or dealer registered under Section 15 of the Act; | |
(b) | Bank as defined in Section 3(a)(6) of the Act; | |
(c) | Insurance company as defined in Section 3(a)(19) of the Act; | |
(d) | Investment company registered under Section 8 of the Investment Company Act; | |
(e) | Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); | |
(f) | Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); | |
(g) | Parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); | |
(h) | Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; | |
(i) | Church plan that is excluded from the definition of an investment | |
(j) | Group, in accordance with Rule 13d-1(b)(1)(ii)(J). | |
Item 4. | Ownership. | |
(a) | Amount Beneficially Owned: As of the date of this filing, (i) Inversora Carso, directly
|
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Page 12 of 15 – SEC Filing
CUSIP No. 69318G106 | Page 12 of 15 Pages |
(b) | Percent of Class: | |||
The Class A Common Shares beneficially owned by the Slim The Class A Common Shares beneficially owned by Inversora | ||||
(c) | Number of shares as to which such person has: | |||
(i) | Sole power to vote or to direct the vote: -0- | |||
(ii) | Shared power to vote or to direct the vote: As to the Slim Family: 5,898,000 Class A Common Shares As to Inversora Carso: 5,898,000 Class A Common Shares
| |||
(iii) | Sole power to dispose or to direct the disposition of: -0- | |||
(iv) | Shared power to dispose or direct the disposition of: As to the Slim Family: 5,898,000 Class A Common Shares As to Inversora Carso: 5,898,000 Class A Common Shares
| |||
Item 5. | Ownership of Five Percent or Less of a Class. | |||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: | ||||
Item 6. | Ownership of More than Five Percent on Behalf of Another Not applicable. | |||
Item 7. | Identification and Classification of the Subsidiary Class A Common Shares reported as beneficially owned by | |||
Item 8. | Identification and Classification of Members of the The identity of each member of the group filing this schedule | |||
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Page 13 of 15 – SEC Filing
CUSIP No. 69318G106 | Page 13 of 15 Pages |
Item 9. | Notice of Dissolution of Group. Not applicable. |
Item 10. | Certifications. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11. |
The Powers of Attorney for the members of the Slim Family and Inversora
Carso, which are filed as exhibits to Amendment No. 1 to the Schedule 13G filed by the Reporting Persons with the U.S. Securities
and Exchange Commission on February 14, 2014 in respect of their ownership in equity shares of YPF Sociedad Anónima are
hereby incorporated herein by reference. The Joint Filing Agreement among the members of the Slim Family and Inversora Carso is
filed as Exhibit 99-1 to this Schedule 13G.
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Page 14 of 15 – SEC Filing
CUSIP No. 69318G106 | Page 14 of 15 Pages |
SIGNATURE
After reasonable inquiry and to the best of
my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Carlos Slim Helú | |
Carlos Slim Domit | By: /s/ Javier Foncerrada Izquierdo |
Javier Foncerrada Izquierdo | |
Marco Antonio Slim Domit | Attorney-in-Fact |
August 30, 2017 | |
Patrick Slim Domit | |
| |
María Soumaya Slim Domit | |
Vanessa Paola Slim Domit | |
Johanna Monique Slim Domit | |
INVERSORA CARSO, S.A. DE C.V. | |
| |
By: Armando Ibáñez Vasquez Title: Attorney-in-Fact | |
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Page 15 of 15 – SEC Filing
CUSIP No. 69318G106 | Page 15 of 15 Pages |
Exhibit Index
Exhibit 99.1 Joint Filing Agreement, dated as of August 30, 2017,
by and between the Slim Family and Inversora Carso.