13G Filing: Governors Lane and TPG Pace Holdings Corp (TPGH.UN)

Page 6 of 9 – SEC Filing

CUSIP No. G89827102
SCHEDULE 13G
Page 6 of 8
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
 ☐
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
 ☐
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
 ☐
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h)
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 A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
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A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
(k)
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A group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:                         

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