13G Filing: Glen Capital Partners Focus Fund, L.P. and Regional Management Corp. (RM)

(a)

¨

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b)

¨

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)

¨

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d)

¨

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

(e)

¨

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)

¨

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)

¨

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

(h)

¨

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

¨

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

¨

A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);

(j)

¨

Group, in accordance with §240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J),
please specify the type of institution: ______________________

13G Filing: Glen Capital Partners Focus Fund, L.P. and Regional Management Corp. (RM)

Published on June 1, 2017 at 3:50 pm by Insider Monkey Staff in Hedge Funds

Page 6 of 10 – SEC Filing

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	(a)	Name of Issuer Regional Management Corp.

	(b)	Address of Issuer’s Principal Executive Offices 979 Batesville Road, Suite B Greer, South Carolina 29651

	(a)	Name of Person(s) Filing Glen Capital Partners Focus Fund, L.P. Glen Capital Partners LLC Glen Capital Partners GP LLC Gregory L. Summe

	(b)	Address of the Principal Office or, if none, residence 800 South St. Suite 160 Waltham, MA 02453

	(c)	Citizenship Glen Capital Partners Focus Fund, L.P. is a Delaware limited partnership Glen Capital Partners LLC is a Delaware limited liability company Glen Capital Partners GP LLC is a Delaware limited liability company Gregory L. Summe is a United States citizen

	(d)	Title of Class of Securities Common Stock, $0.10 par value

	(e)	CUSIP Number 75902K106