Page 6 of 8 – SEC Filing
Item 1(a). | Name of Issuer: |
Item 1(b). | Address of Issuer’s Principal Executive Offices: |
Item 2(a). | Name of Persons Filing: |
Item 2(b). | Address of Principal Business Office or, if none, Residence: |
Item 2(c). | Citizenship: |
Item 2(d). | Title of Class of Securities: |
Item 2(e). | CUSIP Number: |
Item 3. | If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: |
(a). | [ ] | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). | |
(b). | [ ] | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c). | [ ] | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d). | [ ] | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e). | [ ] | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); | |
(f). | [ ] | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); | |
(g). | [ ] | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); | |
(h). | [ ] | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i). | [ ] | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j). | [ ] | A non- U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); | |
(k). | [_] | A group, provided that all the members are persons specified with Rule 13d-1(b)(1)(ii)(A) through (J). |
Item 4. | Ownership. |
(a) | Amount beneficially owned: | ||
See the response(s) to Item 9 on the attached cover pages. | |||
(b) | Percent of Class: | ||
See the response(s) to Item 11 on the attached cover pages. | |||
(c). | Number of shares as to which such person has: | ||
(i). | Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached cover pages. | ||
(ii). | Shared power to vote or to direct the vote: See the response(s) to Item 6 on the attached cover pages. | ||
(iii). | Sole power to dispose or to direct the disposition of: See the response(s) to Item 7 on the attached cover pages. | ||
(iv). | Shared power to dispose or to direct the disposition of: See the response(s) to Item 8 on the attached cover pages. |
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10. | Certification. |