You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Frontier Fund IV | 0 | 0 | 0 | 0 | 0 | 0% |
Frontier IV Investment Group | 0 | 0 | 0 | 0 | 0 | 0% |
Andrew D. Lindner | 0 | 0 | 0 | 0 | 0 | 0% |
Page 1 of 8 – SEC Filing
TELADOC, INC. |
(Name of Issuer) |
Common stock, $0.001 par value | ||
(Title of Class of Securities) |
87918A 10 5 | ||
(CUSIP Number) |
March 16, 2017 | ||
(Date of the Event Which Requires Filing of this Statement) |
☐ | Rule 13d-1(b) |
☒ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
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Page 2 of 8 – SEC Filing
1 | NAMES OF REPORTING PERSONS | ||||
Frontier Fund IV, L.P. (Tax ID: 46-4544161) | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a)☐ | |||||
(b)☒(1) | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |||
0 | |||||
6 | SHARED VOTING POWER | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | ||||
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0% | |||||
12 | TYPE OF REPORTING PERSON (See Instructions) | ||||
PN (Limited Partnership) | |||||
(1) | This statement on Schedule 13G/A is filed by Frontier Fund IV, L.P., Frontier IV Investment Group, LLC, and Andrew D. Lindner (together, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G/A. |
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Page 3 of 8 – SEC Filing
1 | NAMES OF REPORTING PERSONS | ||||
Frontier IV Investment Group, LLC (Tax ID: 46-4543850) | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a)☐ | |||||
(b)☒(1) | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |||
0 | |||||
6 | SHARED VOTING POWER | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | ||||
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0% | |||||
12 | TYPE OF REPORTING PERSON (See Instructions) | ||||
OO (Limited Liability Company) | |||||
(1) | This statement on Schedule 13G/A is filed by Frontier Fund IV, L.P., Frontier IV Investment Group, LLC, and Andrew D. Lindner. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G/A. |
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Page 4 of 8 – SEC Filing
1 | NAMES OF REPORTING PERSONS | ||||
Andrew D. Lindner | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a)☐ | |||||
(b)☒(1) | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |||
0 | |||||
6 | SHARED VOTING POWER | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | ||||
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0% | |||||
12 | TYPE OF REPORTING PERSON (See Instructions) | ||||
IN | |||||
(1) | This statement on Schedule 13G/A is filed by Frontier Fund IV, L.P., Frontier IV Investment Group, LLC, and Andrew D. Lindner. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G/A. |
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Page 5 of 8 – SEC Filing
Item 1(a). | Name of Issuer: |
Item 1(b). | Address of Issuer’s Principal Executive Offices: |
Item 2(a). | Name of Persons Filing: |
Item 2(b). | Address of Principal Business Office or, if None, Residence: |
Item 2(c). | Citizenship. |
Item 2(d). | Title of Class of Securities |
Item 2(e). | CUSIP Number |
Item 3. | If this statement in filed pursuant to §§240.13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
(a) ☐ | Broker or dealer registered under Section 15 of the Exchange Act. |
(b) ☐ | Bank as defined in Section 3(a)(6) of the Exchange Act. |
(c) ☐ | Insurance company as defined in Section 3(a)(19) of the Exchange Act. |
(d) ☐ | Investment company registered under Section 8 of the Investment Company Act. |
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Page 6 of 8 – SEC Filing
(e) ☐ | An investment adviser in accordance with § 240.13d-11(b)(1)(ii)(E) |
(f) ☐ | An employee benefit plan or endowment fund in accordance with § 240.13d-11(b)(1)(ii)(F) |
(g) ☐ | A parent holding company or control person in accordance with § 240.13d-11(b)(1)(ii)(G). |
(h) ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. |
(i) ☐ | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. |
(j) ☐ | Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |
(k) ☐ | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _________________________________ |
Item 4. | Ownership. |
Number of Shares | ||||||||||||||||||||||||
Number of | Power to Vote | Power to Dispose | ||||||||||||||||||||||
Reporting Person | Securities Beneficially Owned | Sole | Shared | Sole | Shared | Percent of Class | ||||||||||||||||||
Frontier Fund IV, L.P. | 0 | 0 | 0 | 0 | 0 | 0 | % | |||||||||||||||||
Frontier IV Investment Group, LLC | 0 | 0 | 0 | 0 | 0 | 0 | % | |||||||||||||||||
Andrew D. Lindner | 0 | 0 | 0 | 0 | 0 | 0 | % | |||||||||||||||||
Total (all Reporting Persons) | 0 | 0 | 0 | 0 | 0 | 0 | % |
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company |
Item 8. | Identification and Classification of Members of the Group. |
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Page 7 of 8 – SEC Filing
Item 9. | Notice of Dissolution of Group. |
Item 10. | Certifications. |
FRONTIER FUND IV, L.P. | |||
By: | FRONTIER IV INVESTMENT GROUP, LLC | ||
General Partner | |||
Date: April 5, 2017 | /s/ Andrew D. Lindner | ||
By: Andrew D. Lindner | |||
Title: Manager |
FRONTIER IV INVESTMENT GROUP, LLC | |||
Date: April 5, 2017 | By: | /s/ Andrew D. Lindner | |
Name: Andrew D. Lindner | |||
Title: Manager |
Date: April 5, 2017 | ANDREW D. LINDNER | |
/s/ Andrew D. Lindner |
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Page 8 of 8 – SEC Filing
Joint Filing Agreement, dated April 5, 2017, entered into by Frontier Fund IV, L.P., Frontier IV Investment Group, LLC, and Andrew D. Lindner. |