13G Filing: Fastpartner AB and Caredx Inc. (NASDAQ:CDNA)

(f)

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An employee benefit plan or endowment fund in accordance with §§240.13d– 1(b)(1)(ii)(F);

(g)

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A parent holding company or control person in accordance with §240.13d– 1(b)(1)(ii)(G);

(h)

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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

(i)

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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;

(j)

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A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J).

(k)

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Group, in accordance with §240.3d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution:

If this statement is filed pursuant to Rule 13d–1(c), check this box. ☒

Item 4.

Ownership

(a)

Amount beneficially owned:

FastPartner AB may be deemed the beneficial owner of 1,706,812 shares of Common Stock that it holds directly. This amount consists of (i) 1,326,862 shares of Common Stock and (ii) 379,950 shares of Common Stock receivable by FastPartner AB upon exercise of presently held warrants.

(b)

Percent of class:

FastPartner AB: 7.88%

Calculation of percentage based on 21,657,594 shares of the Issuer’s Common Stock, which is comprised of 21,277,644 outstanding shares of the Issuer’s Common stock as reported on the Issuer’s Form 10-Q filed on November 14, 2016, plus an additional 379,950 shares of the Issuer’s Common Stock that can be purchased upon exercise of outstanding warrants to purchase shares of the Issuer’s Common Stock held by the Reporting Person.

As a result of a misunderstanding of underlying facts, this report was not filed within 10 days after June 15, 2016, the date on which FastPartner AB first acquired shares that, together with shares previously owned, exceeded 5% of the Common Stock of the Issuer. As of the date of this filing, FastPartner AB may be deemed to beneficially own 7.88% of the Common Stock of the Issuer.

13G Filing: Fastpartner AB and Caredx Inc. (NASDAQ:CDNA)

Published on April 4, 2017 at 2:09 pm by Insider Monkey Staff in Hedge Funds

Page 4 of 7 – SEC Filing

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