Westinghouse Air Brake Technologies Corp (NYSE:WAB): Thomas Steyer’s Farallon Capital filed an amended 13D.
You can check out Farallon Capital’s latest holdings and filings here.
Please follow Farallon Capital (if you aren’t already doing so) to get real-time email alerts whenever we publish an article about Farallon Capital or update its stock holdings.
Follow Thomas Steyer's Farallon Capital
You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Farallon Capital Partners | 0 | 661,771 | 0 | 661,771 | 661,771 | 0.7% |
Farallon Capital Institutional Partners | 0 | 628,450 | 0 | 628,450 | 628,450 | 0.7% |
Farallon Capital Institutional Partners II | 0 | 104,203 | 0 | 104,203 | 104,203 | 0.1% |
Farallon Capital Institutional Partners III | 0 | 88,305 | 0 | 88,305 | 88,305 | 0.1% |
Farallon Capital Institutional Partners V | 0 | 139,822 | 0 | 139,822 | 139,822 | 0.1% |
Farallon Capital Offshore Investors II | 0 | 1,183,767 | 0 | 1,183,767 | 1,183,767 | 1.2% |
Farallon Capital (AM) Investors | 0 | 45,483 | 0 | 45,483 | 45,483 | 0.0% |
Farallon Capital AA Investors | 0 | 379,958 | 0 | 379,958 | 379,958 | 0.4% |
Farallon Capital F5 Master I | 0 | 65,999 | 0 | 65,999 | 65,999 | 0.1% |
Farallon Equity Partners Master | 0 | 1,578,369 | 0 | 1,578,369 | 1,578,369 | 1.6% |
Farallon Capital Management | 0 | 42,442 | 0 | 42,442 | 42,442 | 0.0% |
Farallon Partners | 0 | 4,810,128 | 0 | 4,810,128 | 4,810,128 | 5.0% |
Farallon AA GP | 0 | 379,958 | 0 | 379,958 | 379,958 | 0.4% |
Farallon Institutional (GP) V | 0 | 139,822 | 0 | 139,822 | 139,822 | 0.1% |
Farallon F5 (GP) | 0 | 65,999 | 0 | 65,999 | 65,999 | 0.1% |
Farallon Equity Partners (GP) | 0 | 1,578,369 | 0 | 1,578,369 | 1,578,369 | 1.6% |
Philip D. Dreyfuss | 0 | 4,918,569 | 0 | 4,918,569 | 4,918,569 | 5.1% |
Michael B. Fisch | 0 | 4,918,569 | 0 | 4,918,569 | 4,918,569 | 5.1% |
Richard B. Fried | 0 | 4,918,569 | 0 | 4,918,569 | 4,918,569 | 5.1% |
David T. Kim | 0 | 4,918,569 | 0 | 4,918,569 | 4,918,569 | 5.1% |
Monica R. Landry | 0 | 4,918,569 | 0 | 4,918,569 | 4,918,569 | 5.1% |
Michael G. Linn | 0 | 4,918,569 | 0 | 4,918,569 | 4,918,569 | 5.1% |
Ravi K. Paidipaty | 0 | 4,918,569 | 0 | 4,918,569 | 4,918,569 | 5.1% |
Rajiv A. Patel | 0 | 4,918,569 | 0 | 4,918,569 | 4,918,569 | 5.1% |
Thomas G. Roberts, Jr | 0 | 4,918,569 | 0 | 4,918,569 | 4,918,569 | 5.1% |
William Seybold | 0 | 4,918,569 | 0 | 4,918,569 | 4,918,569 | 5.1% |
Andrew J. M. Spokes | 0 | 4,918,569 | 0 | 4,918,569 | 4,918,569 | 5.1% |
John R. Warren | 0 | 4,918,569 | 0 | 4,918,569 | 4,918,569 | 5.1% |
Mark C. Wehrly | 0 | 4,918,569 | 0 | 4,918,569 | 4,918,569 | 5.1% |
Follow Thomas Steyer's Farallon Capital
Page 1 of 39 – SEC Filing
Westinghouse Air Brake Technologies Corporation |
(Name of Issuer) |
Common Stock, par value $0.01 per share |
(Title of Class of Securities) |
929740108 |
(Cusip Number) |
November 14, 2017 |
(Date of Event which Requires Filing of this Statement) |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 2 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Partners, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION California | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 661,771 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 661,771 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 661,771 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.7% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 3 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Institutional Partners, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION California | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 628,450 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 628,450 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 628,450 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.7% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 4 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Institutional Partners II, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION California | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 104,203 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 104,203 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 104,203 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 5 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Institutional Partners III, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 88,305 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 88,305 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 88,305 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 6 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Institutional Partners V, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 139,822 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 139,822 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 139,822 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 7 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Offshore Investors II, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 1,183,767 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 1,183,767 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,183,767 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.2% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 8 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon Capital (AM) Investors, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 45,483 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 45,483 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 45,483 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 9 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon Capital AA Investors, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 379,958 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 379,958 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 379,958 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.4% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 10 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon Capital F5 Master I, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 65,999 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 65,999 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 65,999 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 11 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon Equity Partners Master, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 1,578,369 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 1,578,369 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,578,369 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.6% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 12 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Management, L.L.C. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 42,442 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 42,442 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 42,442 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IA, OO |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 13 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon Partners, L.L.C. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 4,810,128 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 4,810,128 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,810,128 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.0% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) OO |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 14 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon AA GP, L.L.C. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 379,958 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 379,958 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 379,958 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.4% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) OO |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 15 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon Institutional (GP) V, L.L.C. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 139,822 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 139,822 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 139,822 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) OO |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 16 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon F5 (GP), L.L.C. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 65,999 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 65,999 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 65,999 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) OO |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 17 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Farallon Equity Partners (GP), L.L.C. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 1,578,369 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 1,578,369 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,578,369 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.6% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) OO |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 18 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Philip D. Dreyfuss | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 4,918,569 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 4,918,569 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,918,569 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 19 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Michael B. Fisch | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 4,918,569 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 4,918,569 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,918,569 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 20 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Richard B. Fried | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 4,918,569 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 4,918,569 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,918,569 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 21 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS David T. Kim | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 4,918,569 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 4,918,569 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,918,569 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 22 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Monica R. Landry | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 4,918,569 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 4,918,569 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,918,569 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 23 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Michael G. Linn | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 4,918,569 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 4,918,569 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,918,569 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 24 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Ravi K. Paidipaty | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 4,918,569 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 4,918,569 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,918,569 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 25 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Rajiv A. Patel | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 4,918,569 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 4,918,569 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,918,569 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 26 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Thomas G. Roberts, Jr. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 4,918,569 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 4,918,569 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,918,569 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 27 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS William Seybold | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 4,918,569 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 4,918,569 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,918,569 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 28 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Andrew J. M. Spokes | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 4,918,569 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 4,918,569 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,918,569 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 29 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS John R. Warren | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 4,918,569 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 4,918,569 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,918,569 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 30 of 39 – SEC Filing
CUSIP No. 929740108 |
1 | NAMES OF REPORTING PERSONS Mark C. Wehrly | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 4,918,569 Shares, which is 5.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 4,918,569 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 4,918,569 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,918,569 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 31 of 39 – SEC Filing
(i) | Farallon Capital Partners, L.P., a California limited partnership (“FCP“), with respect to the Shares held by it; |
(ii) | Farallon Capital Institutional Partners, L.P., a California limited partnership (“FCIP“), with respect to the Shares held by it; |
(iii) | Farallon Capital Institutional Partners II, L.P., a California limited partnership (“FCIP II“), with respect to the Shares held by it; |
(iv) | Farallon Capital Institutional Partners III, L.P., a Delaware limited partnership (“FCIP III“), with respect to the Shares held by it; |
(v) | Farallon Capital Institutional Partners V, L.P., a Delaware limited partnership (“FCIP V“), with respect to the Shares held by it; |
(vi) | Farallon Capital Offshore Investors II, L.P., a Cayman Islands exempted limited partnership (“FCOI II“), with respect to the Shares held by it; |
(vii) | Farallon Capital (AM) Investors, L.P., a Delaware limited partnership (“FCAMI“), with respect to the Shares held by it; |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 32 of 39 – SEC Filing
(viii) | Farallon Capital AA Investors, L.P., a Delaware limited partnership (“FCAAI“), with respect to the Shares held by it; |
(ix) | Farallon Capital F5 Master I, L.P., a Cayman Islands exempted limited partnership (“F5MI“), with respect to the Shares held by it; and |
(x) | Farallon Equity Partners Master, L.P., a Cayman Islands exempted limited partnership (“FEPM“), with respect to the Shares held by it. |
(xi) | Farallon Capital Management, L.L.C., a Delaware limited liability company (the “Management Company“), with respect to the Shares held by one or more accounts (the “Managed Accounts“), each as managed by the Management Company. |
(xii) | Farallon Partners, L.L.C., a Delaware limited liability company (the “Farallon General Partner“), which is (i) the general partner of each of FCP, FCIP, FCIP II, FCIP III, FCOI II and FCAMI and (ii) the sole member of the FCAAI General Partner, the FCIP V General Partner and the FEPM General Partner each (as defined below), with respect to the Shares held by each of the Farallon Funds other than F5MI. |
(xiii) | Farallon AA GP, L.L.C., a Delaware limited liability company (the “FCAAI General Partner“), which is the general partner of FCAAI, with respect to the Shares held by FCAAI. |
(xiv) | Farallon Institutional (GP) V, L.L.C., a Delaware limited liability company (the “FCIP V General Partner“), which is the general partner of FCIP V, with respect to the Shares held by FCIP V. |
(xv) | Farallon F5 (GP), L.L.C., a Delaware limited liability company (the “F5MI General Partner“), which is the general partner of F5MI, with respect to the Shares held by F5MI. |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 33 of 39 – SEC Filing
(xvi) | Farallon Equity Partners (GP), L.L.C., a Delaware limited liability company (the “FEPM General Partner“), which is the general partner of FEPM, with respect to the Shares held by FEPM. |
(i) | The following persons, each of whom is a managing member of both the Farallon General Partner and the Management Company, a manager or senior manager, as the case may be, of the FCAAI General Partner, the FCIP V General Partner and the FEPM General Partner, and a director and/or officer of the general partner of the sole member of the F5MI General Partner, with respect to the Shares held by the Farallon Funds and the Managed Accounts: Philip D. Dreyfuss (“Dreyfuss“), Michael B. Fisch (“Fisch“), Richard B. Fried (“Fried“), David T. Kim (“Kim“), Monica R. Landry (“Landry“), Michael G. Linn (“Linn“), Ravi K. Paidipaty (“Paidipaty“), Rajiv A. Patel (“Patel“), Thomas G. Roberts, Jr. (“Roberts“), William Seybold (“Seybold“), Andrew J. M. Spokes (“Spokes“), John R. Warren (“Warren“) and Mark C. Wehrly (“Wehrly“). |
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 34 of 39 – SEC Filing
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 35 of 39 – SEC Filing
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Follow Westinghouse Air Brake Technologies Corp (NYSE:WAB)
Page 36 of 39 – SEC Filing
EXHIBIT 1 | Joint Acquisition Statement Pursuant to Section 240.13d-1(k) |