13G Filing: EJF Capital and SB Financial Group Inc. (SBFG)

Page 3 of 7 – SEC Filing

CUSIP No. 78408D105
13G
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Emanuel J. Friedman
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b)☒
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
0
6
SHARED VOTING POWER
525,100
7
SOLE DISPOSITIVE POWER
0
8
SHARED DISPOSITIVE POWER
525,100
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
525,100
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.1% (1)
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
(1)
Based on 6,459,312 shares of Common Stock outstanding, as reflected in the Issuer’s February 9, 2018 Prospectus Supplement to the Issuer’s Prospectus dated April 19, 2017, as filed by the Issuer with SEC on February 12, 2018 (indicating that the total amount of Common Stock outstanding after the Issuer’s public offering of 1,449,275 shares of Common Stock, and the full exercise of the underwriters’ over-allotment option of 217,391 additional shares of Common Stock, would be 6,459,312 shares), and the Issuer’s February 13, 2018 Press Release, as filed by the Issuer with the SEC on a Form 8-K dated February 13, 2018 (indicating that the public offering had closed and the underwriters had fully exercised their option to purchase additional shares in the over-allotment).

Follow Sb Financial Group Inc. (NASDAQ:SBFG)