13G Filing: DG Capital Management and Aware Inc (AWRE)

Page 6 of 8 – SEC Filing

 

Item
5.
Ownership
of Five Percent or Less of a Class.
   
  If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following [  ].
 
   
Item
6.
Ownership
of More Than Five Percent on Behalf of Another Person.
   
 

If
any other person is known to have the right to receive or the power to direct the receipt
of dividends from, or the proceeds from the sale of, such securities, a statement to
that effect should be included in response to this item and, if such interest relates
to more than five percent of the class, such person should be identified. A listing of
the shareholders of an investment company registered under the Investment Company Act
of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund
is not required.

   
  N/A
   
Item
7.

If
a parent holding company or control person has filed this schedule, pursuant to Rule
13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity
and the Item 3 classification of the relevant subsidiary. If a parent holding company
or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d),
attach an exhibit stating the identification of the relevant subsidiary.

   
N/A
   
Item
8.
Identification
and Classification of Members of the Group.
   
 

If
a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate
under Item 3(j) and attach an exhibit stating the identity and Item 3 classification
of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c)
or Rule 13d-1(d), attach an exhibit stating the identity of each member of the group.

   
N/A
   
Item
9.
Notice
of Dissolution of Group.
   
 

Notice
of dissolution of a group may be furnished as an exhibit stating the date of the dissolution
and that all further filings with respect to transactions in the security reported on
will be filed, if required, by members of the group, in their individual capacity. See
Item 5.

   
N/A
   
Item
10.
Certification.
   
 

By
signing below I certify that, to the best of my knowledge and belief, the securities
referred to above were acquired and are held in the ordinary course of business and were
not acquired and are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that purpose or effect.

 

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