13G Filing: DG Capital Management and Aware Inc (AWRE)

Page 2 of 8 – SEC Filing

 

CUSIP No. 05453N100

 

1.
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
   
  DG Capital Management, LLC
   
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(SEE INSTRUCTIONS)
  (a)  [  ]
  (b) [X]
   
3.
SEC USE ONLY
   
   
4. CITIZENSHIP OR PLACE OF ORGANIZATION
   
 

Delaware, USA

 

NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

 

5. SOLE VOTING POWER
   
  0
   
6. SHARED VOTING POWER
   
  1,120,425*
   
7. SOLE DISPOSITIVE
POWER
   
  0
   
8. SHARED DISPOSITIVE
POWER
   
  1,120,425*
   
9. AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,120,425*
   
10. CHECK BOX IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
  [  ]
   
11. PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
   
  5.04%*
   
12. TYPE OF REPORTING
PERSON (SEE INSTRUCTIONS)
   
  IA

 

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