13G Filing: Deerfield Management Reveals 5% Stake in Newly-Public Editas Medicine, Inc. (EDIT)

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Page 8 of 13 SEC Filing

CUSIP No.
28106W103
13G
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(i)    o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
   
(j)    o
A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
 
k)    o
Group, in accordance with Rule 13d-1(b)(1)(ii)(K).
 
If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: _________________
 
Item 4.      Ownership. 
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
(a)
Amount beneficially owned**:
Deerfield Mgmt HIF, L.P. –  854,700 shares
Deerfield Mgmt III, L.P. – 954,700 shares
Deerfield Management Company, L.P. –  1,809,400 shares
Deerfield Healthcare Innovations Fund, L.P. –  854,700 shares
Deerfield Private Design Fund III, L.P. – 954,700 shares
James E. Flynn –  1,809,400 shares
(b)
Percent of class**:
Deerfield Mgmt HIF, L.P. – 2.39%
Deerfield Mgmt III, L.P. – 2.67%
Deerfield Management Company, L.P. – 5.07%
Deerfield Healthcare Innovations Fund, L.P. – 2.39%
Deerfield Private Design Fund III, L.P. – 2.67%
James E. Flynn – 5.07%
 
(c)
Number of shares as to which such person has**:
(i)
Sole power to vote or to direct the vote:
All Reporting Persons – 0
(ii)
Shared power to vote or to direct the vote:
Deerfield Mgmt HIF, L.P. –  854,700 shares
Deerfield Mgmt III, L.P. – 954,700 shares
Deerfield Management Company, L.P. –  1,809,400 shares
Deerfield Healthcare Innovations Fund, L.P. –  854,700 shares
Deerfield Private Design Fund III, L.P. – 954,700 shares
James E. Flynn –  1,809,400 shares
      
(iii)
Sole power to dispose or to direct the disposition of:
All Reporting Persons – 0
(iv)
Shared power to vote or to direct the vote:
Deerfield Mgmt HIF, L.P. –  854,700 shares
Deerfield Mgmt III, L.P. – 954,700 shares
Deerfield Management Company, L.P. –  1,809,400 shares
Deerfield Healthcare Innovations Fund, L.P. –  854,700 shares
Deerfield Private Design Fund III, L.P. – 954,700 shares
James E. Flynn –  1,809,400 shares
 
**See footnotes on cover pages which are incorporated by reference herein.
 

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