13G Filing: D E Shaw and Babcock & Wilcox Enterprises Inc (BW)

Page 4 of 6 – SEC Filing

Item
1.

(a) Name of Issuer
Babcock & Wilcox Enterprises, Inc.
(b) Address of Issuer’s Principal Executive Offices
The Harris Building
13024 Ballantyne Corporate Place, Suite 700
Charlotte, NC 28277

Item
2.

(a) Name of Person Filing
D. E. Shaw & Co., L.P.
David E. Shaw
(b) Address of Principal Business Office or, if none, Residence
The business address for each reporting person is:
1166 Avenue of the Americas, 9th Floor
New York, NY 10036
(c) Citizenship
D. E. Shaw & Co., L.P. is a limited partnership organized under the laws of the state of Delaware.
David E. Shaw is a citizen of the United States of America.
(d) Title of Class of Securities
Common stock, $0.01 par value
(e) CUSIP Number
05614L100
Item
3.
If
this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

Not Applicable

Item
4.
Ownership

As of December 14, 2017:

(a) Amount beneficially owned:

D. E. Shaw & Co., L.P.:

2,204,160 shares

This is composed of (i) 1,182,096 shares in the name of D. E. Shaw Valence Portfolios, L.L.C., (ii) 764,373 shares in the name of D. E. Shaw Oculus Portfolios, L.L.C., (iii) 4,771
shares in the name of D. E. Shaw Asymptote Portfolios, L.L.C., and (iv) 252,920 shares under the management of D. E. Shaw
Investment Management, L.L.C.

 David E. Shaw:

2,204,160 shares

This is composed of (i) 1,182,096 shares in the name of
D. E. Shaw Valence Portfolios, L.L.C., (ii) 764,373 shares in the name of D. E. Shaw Oculus Portfolios, L.L.C., (iii) 4,771
shares in the name of D. E. Shaw Asymptote Portfolios, L.L.C., and (iv) 252,920 shares under the management of D. E. Shaw
Investment Management, L.L.C.

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