Page 7 of 8 SEC Filing
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | [ ] | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | [ ] | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | [ ] | Insurance Company as defined in Section 3(a)(19) of the Act |
(d) | [ ] | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
(e) | [ ] | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | [ ] | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
(g) | [ ] | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | [ ] | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | [ ] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | [ ] | A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J); |
(k) | [ ] | Group, in accordance with §240.13d-1(b)(1)(ii)(K). |
Item 4. | Ownership*** |
(a) | Amount Beneficially Owned*** | |
Cormorant Global Healthcare Master Fund, LP – 1,450,825 shares (1,466,734 shares as of February 26, 2016) Cormorant Global Healthcare GP, LLC – 1,450,825 shares (1,466,734 shares as of February 26, 2016) Cormorant Asset Management, LLC – 1,725,460 shares (1,744,399 shares as of February 26, 2016) Bihua Chen – 1,725,460 shares (1,744,399 shares as of February 26, 2016) | ||
(b) | Percent of Class | |
Cormorant Global Healthcare Master Fund, LP – 7.6% (7.7% as of February 26, 2016) Cormorant Global Healthcare GP, LLC – 7.6% (7.7% as of February 26, 2016) Cormorant Asset Management, LLC – 9.0% (9.1% as of February 26, 2016) Bihua Chen – 9.0% (9.1% as of February 26, 2016) | ||
(c) | Number of shares as to which such person has: | |
(i) | sole power to vote or to direct the vote | |
Cormorant Global Healthcare Master Fund, LP – 0 shares Cormorant Global Healthcare GP, LLC – 0 shares Cormorant Asset Management, LLC – 0 shares Bihua Chen – 0 shares | ||
(ii) | shared power to vote or to direct the vote | |
Cormorant Global Healthcare Master Fund, LP – 1,450,825 shares (1,466,734 shares as of February 26, 2016) Cormorant Global Healthcare GP, LLC – 1,450,825 shares (1,466,734 shares as of February 26, 2016) Cormorant Asset Management, LLC – 1,725,460 shares (1,744,399 shares as of February 26, 2016) Bihua Chen – 1,725,460 shares (1,744,399 shares as of February 26, 2016) | ||
(iii) | sole power to dispose or to direct the disposition of | |
Cormorant Global Healthcare Master Fund, LP – 1,450,825 shares (1,466,734 shares as of February 26, 2016) Cormorant Global Healthcare GP, LLC – 1,450,825 shares (1,466,734 shares as of February 26, 2016) Cormorant Asset Management, LLC – 1,725,460 shares (1,744,399 shares as of February 26, 2016) Bihua Chen – 1,725,460 shares (1,744,399 shares as of February 26, 2016) | ||
(iv) | shared power to dispose or to direct the disposition of | |
Cormorant Global Healthcare Master Fund, LP – 1,450,825 shares (1,466,734 shares as of February 26, 2016) Cormorant Global Healthcare GP, LLC – 1,450,825 shares (1,466,734 shares as of February 26, 2016) Cormorant Asset Management, LLC – 1,725,460 shares (1,744,399 shares as of February 26, 2016) Bihua Chen – 1,725,460 shares (1,744,399 shares as of February 26, 2016) |
Item 5. | Ownership of Five Percent or Less of a Class |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
Item 8. | Identification and Classification of Members of the Group |
Item 9. | Notice of Dissolution of Group |
Item 10. | Certification |