Peabody Energy Corp (NYSE:BTU): Jon Bauer’s Contrarian Capital filed an amended 13G.
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You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Contrarian Capital Management | 6 | 10,247,274 | 8 | 10,247,274 | 10,247,274 | 9.35% |
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Page 1 of 5 – SEC Filing
☒ | Rule 13d-1(b) |
☐ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
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Page 2 of 5 – SEC Filing
1 | NAMES OF REPORTING PERSONS. | ||||
Contrarian Capital Management, L.L.C. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☐ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |||
6 | SHARED VOTING POWER | ||||
10,247,274 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
8 | SHARED DISPOSITIVE POWER | ||||
10,247,274 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,247,274 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.35% | |||||
12 | TYPE OF REPORTING PERSON | ||||
IA | |||||
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Page 3 of 5 – SEC Filing
(a) | Name of Issuer: Peabody Energy Corporation |
(b) | Address of Issuer’s Principal Executive Offices: 701 Market Street, St. Louis, Missouri 63101. |
(a) | Name of Person Filing: Contrarian Capital Management, L.L.C. |
(b) | Address of Principal Business Office, or if None, Residence: 411 West Putnam Avenue, Suite 425, Greenwich, CT 06830 |
(c) | Citizenship: Contrarian Capital Management, L.L.C. was formed in Delaware |
(d) | Title of Class of Securities: Common Stock, par value $0.01 |
(e) | CUSIP Number: 704551308 and 704551100 |
ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO SS.240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: |
(a) | ☐ | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). | |
(b) | ☐ | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | ☐ | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | ☐ | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | ☒ | An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); | |
(f) | ☐ | An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); | |
(g) | ☐ | A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G); | |
(h) | ☐ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | ☐ | Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). |
ITEM 4. | OWNERSHIP. |
(a) | Amount beneficially owned: 10,247,274 |
(b) | Percent of class: 9.35% |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote of: |
(ii) | Shared power to vote or to direct the vote: 10,247,274 |
(iii) | Sole power to dispose or to direct the disposition of: |
(iv) | Shared power to dispose or to direct the disposition of: 10,247,274 |
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Page 4 of 5 – SEC Filing
ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. |
ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. |
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. |
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. |
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP. |
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Page 5 of 5 – SEC Filing
ITEM 10. | CERTIFICATIONS. |
(a) | The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): |
(b) | The following certification shall be included if the statement is filed pursuant to Rule 13d-1(c): |
2/8/2018 | ||
(Date) |
/s/ Jon R. Bauer | ||
(Signature) |
Jon R. Bauer, Managing Member | ||
(Name/Title) |