13G Filing: Citadel Investment Group and Peabody Energy Corp (BTU)

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Page 9 of 11 SEC Filing

CUSIP No. 704549104 13G Page 9 of 10 Pages
C. Citadel GP LLC and Kenneth Griffin
(a) CGP and Griffin may be deemed to beneficially own 815,035 shares of common stock.
(b) The number of shares CGP and Griffin may be deemed to beneficially own constitutes approximately 4.4%
of the common stock outstanding.
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: 815,035
(iii) sole power to dispose or to direct the disposition of: 0
(iv) shared power to dispose or to direct the disposition of: 815,035
Item 5 Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities,
check the following [X].

 

Item 6 Ownership of More than Five Percent on Behalf of Another
Person

 

Not Applicable

 

Item 7 Identification and Classification of the Subsidiary
which Acquired the Security Being Reported on by the Parent Holding Company

 

See Item 2 above

 

Item 8 Identification and Classification of Members of the
Group

 

Not Applicable

Item 9 Notice of Dissolution of Group

 

Not Applicable

Item 10 Certification

 

By signing below I certify that,
to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of
or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having that purpose or effect.

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