13G Filing: Citadel Investment Group and Peabody Energy Corp (BTU)

CUSIP No. 704549104

13G

Page 7 of 10 Pages

Item 3

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

(a) [__] Broker
or dealer registered under Section 15 of the Exchange Act;

(b) [__] Bank
as defined in Section 3(a)(6) of the Exchange Act;

(c) [__] Insurance
company as defined in Section 3(a)(19) of the Exchange Act;

(d) [__] Investment
company registered under Section 8 of the Investment Company Act;

(e) [__] An
investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

(f) [__] An
employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

(g) [__] A
parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

(h) [__] A
savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

(i) [__] A
church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

(j) [__] Group,
in accordance with Rule 13d-1(b)(1)(ii)(J).

If filing as
a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: ____________.