13G Filing: Carlson Capital Buys More Shares of Archrock, Inc. (AROC US)

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Page 6 of 10 SEC Filing

CUSIP No. 03957W106
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 Item 1. (a) Name of Issuer:
Archrock, Inc.
(b) Address of Issuer’s Principal Executive Offices:
16666 Northchase Drive, Houston TX 77060
Item 2.
(a) Name of Persons Filing:
(i)
Carlson Capital L.P., a Delaware limited partnership (“Carlson Capital”), which serves as the investment manager to certain private funds, including Double Black Diamond Offshore Ltd with approximate holdings of 4,871,794 (7.02%), and managed accounts (collectively, the “Accounts”), with respect to the Common Stock directly held by the Accounts;
(ii)
Asgard Investment Corp. II, a Delaware corporation (“Asgard II”), which serves as the general partner of Carlson Capital, with respect to the Common Stock directly held by the Accounts;
(iii)
Asgard Investment Corp., a Delaware corporation (“Asgard”), which is the sole stockholder of Asgard II, with respect to the Common Stock directly held by the Accounts; and
(iv)
Mr. Clint D. Carlson, a United States citizen (“Mr. Carlson”), who serves as president of Asgard and Carlson Capital, with respect to the Common Stock directly held by the Accounts.
The foregoing persons are hereinafter sometimes collectively referred to as the “Reporting Persons”.
The filing of this statement should not be construed as an admission that any of the Reporting Persons is, for the purposes of Section 13 of the Act, the beneficial owner of the Common Stock reported herein.
(b) Address of Principal Business Office or, if none, Residence:
2100 McKinney Avenue, Suite 1800
Dallas, TX 75201
(c) Citzenship:
Carlson Capital is a Delaware limited partnership. Each of Asgard and Asgard II is a Delaware corporation. Mr. Carlson is a United States citizen.
(d) Title Class of Securities:
Common Stock (the “Shares”)
(e) CUSIP Number:
03957W106

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