13G Filing: Carlson Capital and Archrock Inc. (AROC)

Page 5 of 9 – SEC Filing


CUSIP
No. 03957W106

SCHEDULE 13G

  1 

NAMES OF
REPORTING PERSON

Clint D. Carlson

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☒

  3

SEC USE ONLY

  4

CITIZENSHIP OR PLACE OF
ORGANIZATION

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

SOLE VOTING POWER

0

6

SHARED VOTING POWER

3,562,622

7

SOLE DISPOSITIVE POWER

0

8

SHARED DISPOSITIVE POWER

3,562,622

  9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

3,562,622 shares of Common Stock

10

CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES  ☐

11

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)

5.0%

12

TYPE OF REPORTING PERSON

IN

5

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