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Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Bain Capital Public Equity Management | 1,593,771 | 0 | 1,593,771 | 0 | 1,593,771 | 11.47% |
Brookside Capital Partners Fund | 890,689 | 0 | 890,689 | 0 | 890,689 | 6.41% |
Brookside Capital Trading Fund | 703,082 | 0 | 703,082 | 0 | 703,082 | 5.06% |
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Page 1 of 9 – SEC Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
MuleSoft, Inc. (Name of Issuer)
Common Stock
(Title of Class of Securities)
625207105 (CUSIP Number)
March 17, 2017
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
? Rule 13d-1(b)
? Rule 13d-1(c)
? Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect
to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures
provided in a prior cover page.
The information required on the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of
the Securities Exchange Act of 1934 (“Act”) or otherwise subject
to the liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the Notes).
CUSIP No. 625207105
13G
Page 2 of 7 Pages
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Page 2 of 9 – SEC Filing
1.
NAMES OF REPORTING PERSONS
Bain Capital Public Equity Management, LLC
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ?
(b) ?
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
DelawareNUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5.
SOLE VOTING POWER
1,593,771
6.
SHARED VOTING POWER
0
7.
SOLE DISPOSITIVE POWER
1,593,771
8.
SHARED DISPOSITIVE POWER
09.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,593,771
10.
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) ?
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.47%
12.
TYPE OF REPORTING PERSON (see instructions)
PNCUSIP No. 625207105
13G
Page 3 of 7 Pages1.
NAMES OF REPORTING PERSONS
Brookside Capital Partners Fund, L.P.
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ?
(b) ?
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
890,689
10.
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) ?
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.41%
12.
TYPE OF REPORTING PERSON (see instructions)
PNCUSIP No. 625207105
13G
Page 4 of 7 Pages1.
NAMES OF REPORTING PERSONS
Brookside Capital Trading Fund, L.P.
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ?
(b) ?
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
DelawareNUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5.
SOLE VOTING POWER
703,082
6.
SHARED VOTING POWER
0
7.
SOLE DISPOSITIVE POWER
703,082
8.
SHARED DISPOSITIVE POWER
09.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
703,082
10.
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) ?
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.06%
12.
TYPE OF REPORTING PERSON (see instructions)
PN
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Page 4 of 9 – SEC Filing
Item 1.
(a)
Name of Issuer
The name of the issuer to which this filing on Schedule 13G relates
is MuleSoft, Inc. (the “Company”)(b)
Address of Issuer’s Principal Executive Offices
The principal executive offices of the Company are located at
77 GEARY ST., SUITE 400
SAN FRANCISCO CA 94108
Item 2.
(a)
Name of Person Filing
This Statement is being filed on behalf the following (collectively,
the “Reporting Persons”): (1) Brookside Capital
Partners Fund, L.P., a Delaware limited partnership (“Partners Fund”),
whose sole general partner is Brookside Capital
Investors, L.P., a Delaware limited partnership (“Brookside Investors”),
whose sole general partner is Bain Capital
Public Equity Management, LLC, a Delaware limited liability company
(“BCPE Management”); and (i) Brookside
Capital Trading Fund, L.P., a Delaware limited partnership (“Trading Fund”)
, whose sole general partner is Brookside
Capital Investors II, L.P., a Delaware limited partnership (“Brookside
Investors II”), whose sole general partner is
BCPE Management.
The Reporting Persons have entered into a Joint Filing Agreement, dated
March 30, 2017, a copy of which is filed with
this Schedule 13G as Exhibit A, pursuant to which the Reporting Persons
have agreed to file this statement jointly in
accordance with the provisions of Rule 13d-1(k)(1) under the Securities
Exchange Act of 1934.
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Citizenship
Each of the Partners Fund, Trading Fund, Brookside
Investors, Brookside Investors II and BCPE Management is
organized under the laws of the State of Delaware.(d)
Title of Class of Securities
The class of equity securities of the Company to which this filing
on Schedule 13G relates is Common Stock
(“Common Stock”).(e)
CUSIP Number
The CUSIP number of the Company’s Common Stock is 625207105.
Item 3. If this statement is filed pursuant to
240.13d-1(b) or 240.13d-2(b)
or (c), check whether the person filing is a:
(a)
?
Broker or dealer registered under section 15 of the Act
(15 U.S.C. 78o).(b)
?
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).(c)
?
Insurance company as defined in section 3(a)(19) of the Act
(15 U.S.C. 78c).(d)
?
Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8).(e)
?
An investment adviser in accordance with
240.13d-1(b)(1)(ii)(E);(f)
?
An employee benefit plan or endowment fund in accordance with
240.13d-1(b)(1)(ii)(F);
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?
A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);(i)
?
A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3);(j)
?
Group, in accordance with 240.13d-1(b)(1)(ii)(J).[x] If this statement is filed pursuant to 240.13d-1(c), check this box.
Item 4. Ownership.
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer
identified in Item 1.(a)
Amount beneficially owned: 1,593,771 (includes 890,689 Class B
Common Stock Shares which are convertible at
any time, at the option of the holder, into Class A Common Stock Shares).(b)
Percent of class: 11.47% based upon 13,890,689 shares of Class A
Common Stock outstanding.(c)
Number of shares as to which the person has: 1,593,771
(includes 890,689 Class B Common Stock Shares which
are convertible at any time, at the option of the holder, into
Class A Common Stock Shares).
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Page 7 of 9 – SEC Filing
Shared power to vote or to direct the vote: 0.(iii)
Sole power to dispose or to direct the disposition of:
1, 1,593,771(iv)
Shared power to dispose or to direct the disposition of: 0.Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf
of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on By the Parent
Holding Company.
Not applicable.
Item 8. Identification and Classification of Members
of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing
or influencing the control of the issuer of the securities and were not
acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect.
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Page 8 of 9 – SEC Filing
and belief, I certify that the information set forth in this statement
is true, complete and correct.
Dated: March 30, 2017
BAIN CAPITAL PUBLIC EQUITY MANAGEMENT, LLC
By:
Name: Joshua Ross
Title: Managing Director
BROOKSIDE CAPITAL PARTNERS FUND, L.P.
By: Brookside Capital Investors, L.P.,
its general partner
By: Bain Capital Public Equity Management, LLC,
its general partner
By:
Name: Joshua Ross
Title: Managing Director
BROOKSIDE CAPITAL TRADING FUND, L.P.
By: Brookside Capital Investors II, L.P.,
its general partner
By: Bain Capital Public Equity Management, LLC,
its general partner
By:
Name: Joshua Ross
Title: Managing DirectorExhibit A
AGREEMENT REGARDING THE JOINT FILING OF
SCHEDULE 13G
The undersigned hereby agree as follows:
(i) The Statement on Schedule 13G, and any amendments
thereto, to which this Agreement is annexed as Exhibit A
is and will be filed on behalf of each of them in
accordance with the provisions of Rule 13d-1(k)(1) under the
Securities Exchange Act of 1934, as amended; and
(ii) Each of them is responsible for the timely filing
of such Schedule 13G and any amendments thereto, and for the
completeness and accuracy of the information concerning
such person contained therein; but none of them is
responsible for the completeness or accuracy of the
information concerning the other persons making the filing,
unless such person knows or has reason to believe that
such information is inaccurate.
Dated: March 30, 2017
BAIN CAPITAL PUBLIC EQUITY MANAGEMENT, LLC
By:
Name: Joshua Ross
Title: Managing Director
BROOKSIDE CAPITAL PARTNERS FUND, L.P.
By: Brookside Capital Investors, L.P.,
its general partner
By: Bain Capital Public Equity Management, LLC,
its general partner
By:
Name: Joshua Ross
Title: Managing Director
BROOKSIDE CAPITAL TRADING FUND, L.P.
By: Brookside Capital Investors II, L.P.,
its general partner
By: Bain Capital Public Equity Management, LLC,
its general partner
By:
Name: Joshua Ross
Title: Managing Director
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Page 9 of 9 – SEC Filing
48220740_1