13G Filing: Brookside Capital and Mulesoft Inc (MULE)

Page 5 of 9 – SEC Filing

Item 3. If this statement is filed pursuant to
240.13d-1(b) or 240.13d-2(b)
or (c), check whether the person filing is a:

(a)
?
Broker or dealer registered under section 15 of the Act
(15 U.S.C. 78o).(b)
?
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).(c)
?
Insurance company as defined in section 3(a)(19) of the Act
(15 U.S.C. 78c).(d)
?
Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8).(e)
?
An investment adviser in accordance with
240.13d-1(b)(1)(ii)(E);(f)
?
An employee benefit plan or endowment fund in accordance with
240.13d-1(b)(1)(ii)(F);