13G Filing: Broadfin Capital and Cardica Inc (CRDC)

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Page 7 of 14 SEC Filing

1
NAME OF REPORTING PERSON
KEVIN KOTLER
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a) o
  (b) o
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
888,499
6
SHARED VOTING POWER
– 0 –
7
SOLE DISPOSITIVE POWER
888,499
8
SHARED DISPOSITIVE POWER
– 0 –
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
888,499*
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.98%*
12
TYPE OF REPORTING PERSON
 
IN
____________________
* See Item 4.

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