13G Filing: Broadfin Capital and Alphatec Holdings Inc. (NASDAQ:ATEC)

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)

Amount beneficially owned:

Broadfin Capital, LLC – 1,164,618

Broadfin Healthcare Master Fund, Ltd. – 1,164,618

Kevin Kotler – 1,164,618

(b)

Percent of class:

Broadfin Capital, LLC – 9.99%

Broadfin Healthcare Master Fund, Ltd. – 9.99%

Kevin Kotler – 9.99%

(c)

Number of shares as to which the person has:

(i)

Sole power to vote or to direct the vote

Broadfin Capital, LLC – 0

Broadfin Healthcare Master Fund, Ltd. – 0

Kevin Kotler – 0

(ii)

Shared power to vote or to direct the vote

Broadfin Capital, LLC – 1,164,618

Broadfin Healthcare Master Fund, Ltd. – 1,164,618

Kevin Kotler – 1,164,618

(iii)

Sole power to dispose or to direct the disposition of

Broadfin Capital, LLC – 0

Broadfin Healthcare Master Fund, Ltd. – 0

Kevin Kotler – 0

(iv)

Shared power to dispose or to direct the disposition of

Broadfin Capital, LLC – 1,164,618

Broadfin Healthcare Master Fund, Ltd. – 1,164,618

Kevin Kotler – 1,164,618

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_].

  N/A