13G Filing: Brigade Capital and Ascent Capital Group Inc. (ASCMA)

Page 6 of 9 – SEC Filing

Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a)   Amount beneficially owned:
Brigade Capital Management, LP – 944,876
Brigade Capital Management GP, LLC – 944,876
Brigade Leveraged Capital Structures Fund Ltd. – 901,876
Donald E. Morgan, III – 944,876
(b)   Percent of class:
Brigade Capital Management, LP – 7.9%
Brigade Capital Management GP, LLC – 7.9%
Brigade Leveraged Capital Structures Fund Ltd. – 7.5%
Donald E. Morgan, III – 7.9%
(c)   Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote
Brigade Capital Management, LP – 0
Brigade Capital Management GP, LLC – 0
Brigade Leveraged Capital Structures Fund Ltd. – 0
Donald E. Morgan, III – 0
(ii)   Shared power to vote or to direct the vote
Brigade Capital Management, LP – 944,876
Brigade Capital Management GP, LLC – 944,876
Brigade Leveraged Capital Structures Fund Ltd. – 901,876
Donald E. Morgan, III – 944,876
(iii) Sole power to dispose or to direct the disposition of
Brigade Capital Management, LP – 0
Brigade Capital Management GP, LLC – 0
Brigade Leveraged Capital Structures Fund Ltd. – 0
Donald E. Morgan, III – 0
(iv)   Shared power to dispose or to direct the disposition of
Brigade Capital Management, LP – 944,876
Brigade Capital Management GP, LLC – 944,876
Brigade Leveraged Capital Structures Fund Ltd. – 901,876
Donald E. Morgan, III – 944,876

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