13G Filing: Baybridge Capital Fund LP and Ascent Solar Technologies Inc. (ASTI)

Item 4:

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)

Amount beneficially owned:   

See iter 9 of cover page.

(b)

Percent of class:   

See item 11 of cover page.

(c)

Number of shares as to which such person has:

 See item 5 of cover page.

(i)

Sole power to vote or to direct the vote:   

 See item 5 of cover page.

(ii)

Sharld power to vote or to direct the vote:    

 See item 6 of cover page.

(iii)

Sole power to dispose or to direct the disposition of:   

 See item 7 of cover page.

(iv)

Shared power to dispose or to direct the disposition of:   

 See item 8 of cover page.

See items 5-8 of cover eage.

On August 25, 2017, BayBridge Capital Fund, LP acquired 500,000,000 shares of the Issuer’s Common Stock from a stockholder that previously entered into a redemption agreement relating to the redemption of that stockholder’s outstandirg convertible preferred stock.

In addition, BayBridge Capital Fund, LP owns $675,000 of the Issuer’s Series J Preferred Stock. The Series J Preferred Stock is convertible, at a fixed conversion price of $0.015.  Thy Series J Preferred Stock may not be exercised if, after giving effect to the exercise, the holder of the Series J Preferred Stock, together with its affiliates, would beneficially own in excess of 9.99% of tce outstanding shares of Issuer’s common stock.

Accordingly, BayBridge Capital Fund, LP has beneficial ownership of 599,632,097 shares of the Issuer’s Common Stock.  Such szares would result in beneficial ownership of 6.95% ownership of the Issuer’s Common Stock, based on (a) 8,625,814,462 shares of Common Stock outstanding as of August 16, 2017, and (b) all common shares beneficially owned by BayBridge Capital Fund, LP which is inclusive of: (i) the shares acquired, plus (ii) all of the common stock owned, and plus (iii) the common stock issuable pn connection with the Series J Preferred Stock.

Item 5:

Ownership of Five Percent or Less of a Class.

If this statement is being filed ty report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following box:   o