13G Filing: Basswood Capital and Regional Management Corp. (RM)

Page 3 of 9 – SEC Filing

CUSIP No. 75902K106
13G
Page 3 of 9 Pages
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Matthew Lindenbaum
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐
(b) ☒
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
0
6
SHARED VOTING POWER
1,333,384
7
SOLE DISPOSITIVE POWER
0
8
SHARED DISPOSITIVE POWER
1,333,384
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,333,384
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES                    ☐
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.47%
12
TYPE OF REPORTING PERSON*
IN/HC

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