Form 13G’s must be filed with the SEC upon any investor or entity amassing at least 5% of a company’s outstanding shares, or alternatively, an investment falling beneath the 5% ownership threshold. Investors should closely monitor this filing activity, as it represents the trading activity of some of the company’s biggest supporters, who have doubtlessly done an immense amount of research on the company and its sector and have a good understanding of its value and potential. Below we have embedded just such a filing, issued by Dmitry Balyasny‘s Balyasny Asset Management on CARBO Ceramics Inc. (NYSE:CRR). The filing reveals Balyasny holds a 5.16% stake in the company, consisting of 1.20 million shares.
You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Atlas Master Fund, Ltd. | 296,827 | 296,827 | 296,827 | 1.27% | ||
Atlas Global, | 296,827 | 296,827 | 296,827 | 1.27% | ||
Atlas Global Investments, Ltd. | 296,827 | 296,827 | 296,827 | 1.27% | ||
Atlas Institutional Fund, | 296,827 | 296,827 | 296,827 | 1.27% | ||
Atlas Institutional Fund, Ltd. | 296,827 | 296,827 | 296,827 | 1.27% | ||
Atlas Institutional Fund II, | 296,827 | 296,827 | 296,827 | 1.27% | ||
Atlas Institutional Fund II, Ltd. | 296,827 | 296,827 | 296,827 | 1.27% | ||
Atlas Global Japan Unit Trust | 296,827 | 296,827 | 296,827 | 1.27% | ||
Atlas Enhanced Master Fund, Ltd. | 860,816 | 860,816 | 860,816 | 3.70% | ||
Atlas Enhanced Fund, | 860,816 | 860,816 | 860,816 | 3.70% | ||
Atlas Enhanced Fund, Ltd. | 860,816 | 860,816 | 860,816 | 3.70% | ||
Lyxor Balyasny Atlas Enhanced Fund Limited | 43,288 | 43,288 | 43,288 | 0.19% | ||
Balyasny Asset Management | 1,200,931 | 1,200,931 | 1,200,931 | 5.16% | ||
Dmitry Balyasny | 1,200,931 | 1,200,931 | 1,200,931 | 5.16% |
Follow Dmitry Balyasny's Balyasny Asset Management
Page 1 of 30 SEC Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
CARBO
CERAMICS INC.
(Name of Issuer)
COMMON STOCK
(Title of
Class of Securities)
140781105
(CUSIP Number)
January 29, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
¨ | Rule 13d-1(b) |
x | Rule 13d-1(c) |
¨ | Rule 13d-1(d) |
The information required on the remainder of this cover page shall not be deemed to be
filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 2 of 30 SEC Filing
CUSIP No.140781105 | Page 2 of 30 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Master Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 296,827 (See Item 4) | ||||
6 | SHARED VOTING POWER None (see Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 296,827 (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER None | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 296,827 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable ¨ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 1.27% | |||||
12 | TYPE OF REPORTING PERSON* CO |
* | SEE INSTRUCTIONS BEFORE FILLING OUT. |
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 3 of 30 SEC Filing
CUSIP No.140781105 | Page 3 of 30 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Global, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 296,827 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 296,827 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 296,827 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable ¨ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 1.27% | |||||
12 | TYPE OF REPORTING PERSON* OO |
* | SEE INSTRUCTIONS BEFORE FILLING OUT. |
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 4 of 30 SEC Filing
CUSIP No.140781105 | Page 4 of 30 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Global Investments, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 296,827 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 296,827 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 296,827 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable ¨ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 1.27% | |||||
12 | TYPE OF REPORTING PERSON* CO |
* | SEE INSTRUCTIONS BEFORE FILLING OUT. |
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 5 of 30 SEC Filing
CUSIP No.140781105 | Page 5 of 30 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Institutional Fund, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 296,827 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 296,827 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 296,827 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable ¨ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 1.27% | |||||
12 | TYPE OF REPORTING PERSON* OO |
* | SEE INSTRUCTIONS BEFORE FILLING OUT. |
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 6 of 30 SEC Filing
CUSIP No.140781105 | Page 6 of 30 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Institutional Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 296,827 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 296,827 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 296,827 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable ¨ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 1.27% | |||||
12 | TYPE OF REPORTING PERSON* CO |
* | SEE INSTRUCTIONS BEFORE FILLING OUT. |
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 7 of 30 SEC Filing
CUSIP No.140781105 | Page 7 of 30 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Institutional Fund II, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 296,827 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 296,827 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 296,827 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable ¨ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 1.27% | |||||
12 | TYPE OF REPORTING PERSON* OO |
* | SEE INSTRUCTIONS BEFORE FILLING OUT. |
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 8 of 30 SEC Filing
CUSIP No.140781105 | Page 8 of 30 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Institutional Fund II, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 296,827 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 296,827 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 296,827 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable ¨ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 1.27% | |||||
12 | TYPE OF REPORTING PERSON* CO |
* | SEE INSTRUCTIONS BEFORE FILLING OUT. |
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 9 of 30 SEC Filing
CUSIP No.140781105 | Page 9 of 30 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Global Japan Unit Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 296,827 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 296,827 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 296,827 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable ¨ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 1.27% | |||||
12 | TYPE OF REPORTING PERSON* OO |
* | SEE INSTRUCTIONS BEFORE FILLING OUT. |
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 10 of 30 SEC Filing
CUSIP No.140781105 | Page 10 of 30 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Enhanced Master Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 860,816 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 860,816 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 860,816 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable ¨ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 3.70% | |||||
12 | TYPE OF REPORTING PERSON* CO |
* | SEE INSTRUCTIONS BEFORE FILLING OUT. |
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 11 of 30 SEC Filing
CUSIP No.140781105 | Page 11 of 30 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Enhanced Fund, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 860,816 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 860,816 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 860,816 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable ¨ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 3.70% | |||||
12 | TYPE OF REPORTING PERSON* OO |
* | SEE INSTRUCTIONS BEFORE FILLING OUT. |
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 12 of 30 SEC Filing
CUSIP No.140781105 | Page 12 of 30 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Enhanced Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 860,816 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 860,816 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 860,816 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable ¨ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 3.70% | |||||
12 | TYPE OF REPORTING PERSON* CO |
* | SEE INSTRUCTIONS BEFORE FILLING OUT. |
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 13 of 30 SEC Filing
CUSIP No.140781105 | Page 13 of 30 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Lyxor/Balyasny Atlas Enhanced Fund Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Jersey | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 43,288 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 43,288 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 43,288 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable ¨ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 0.19% | |||||
12 | TYPE OF REPORTING PERSON* CO |
* | SEE INSTRUCTIONS BEFORE FILLING OUT. |
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 14 of 30 SEC Filing
CUSIP No.140781105 | Page 14 of 30 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Balyasny Asset Management L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 1,200,931 (See Item 4) | ||||
6 | SHARED VOTING POWER None | |||||
7 | SOLE DISPOSITIVE POWER 1,200,931 (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER None | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,200,931 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable ¨ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 5.16% | |||||
12 | TYPE OF REPORTING PERSON* IA |
* | SEE INSTRUCTIONS BEFORE FILLING OUT. |
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 15 of 30 SEC Filing
CUSIP No.140781105 | Page 15 of 30 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Dmitry Balyasny | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF United States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 1,200,931 (See Item 4) | ||||
6 | SHARED VOTING POWER None | |||||
7 | SOLE DISPOSITIVE POWER 1,200,931 (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER None | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,200,931 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable ¨ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 5.16% | |||||
12 | TYPE OF REPORTING PERSON* IN |
* | SEE INSTRUCTIONS BEFORE FILLING OUT. |
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 16 of 30 SEC Filing
Item 1 | (a) Name of Issuer: |
CARBO Ceramics Inc.
(the Company)
(b) | Address of Issuers Principal Executive Offices: |
575 North Dairy Ashford, Suite
300
Houston, TX 77079
United States
Item 2 | (a) (c) This statement is filed on behalf of the following: |
(1) Atlas Master Fund, Ltd. is a Cayman corporation (AMF), with its principal business office at c/o Maples
Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies.
(2) Atlas Global, LLC is a Delaware limited liability company (AG), with its principal business office at 181 West
Madison, Suite 3600, Chicago, IL 60602. AG owns 14.40% of the equity interests in AMF.
(3) Atlas Global Investments, Ltd.
is a Cayman corporation (AGI), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AGI owns 21.61% of the
equity interests in AMF.
(4) Atlas Institutional Fund, LLC is a Delaware limited liability company (AIF LLC),
with its principal business office at 181 West Madison, Suite 3600, Chicago, IL 60602. AIF LLC owns 5.40% of the equity interests in AMF.
(5) Atlas Institutional Fund, Ltd. is a Cayman corporation (AIF LTD), with its principal business office at
c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AIF, LTD owns 15.62% of the equity interests in AMF.
(6) Atlas Institutional Fund II, LLC is a Delaware limited liability company (AIF2 LLC), with its principal
business office at 181 West Madison, Suite 3600, and Chicago, IL 60602. AIF2 LLC owns 8.57% of the equity interests in AMF.
(7) Atlas Institutional Fund II, Ltd. is a Cayman corporation (AIF2 LTD), with its principal business office at
c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AIF2 LTD owns 18.91% of the equity interests in AMF.
Page 16 of 30 Pages
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 17 of 30 SEC Filing
(8) Atlas Global Japan Unit Trust is a Cayman exempted unit trust
(AGJ), with its principal business office at c/o CIBC Bank and Trust Company (Cayman) Limited, CIBC Financial Centre, 11 Dr. Roys Drive-3rd Floor, P.O. Box 694, Grand
Cayman, Cayman Islands, British West Indies. AGJ owns 7.46% of the equity interests in AMF.
(9) Atlas Enhanced Master
Fund, Ltd. is a Cayman corporation (AEMF), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies.
(10) Atlas Enhanced Fund, L.P. is a Delaware limited partnership (AEF LP), with its principal business office at
181 West Madison, Suite 3600, Chicago, IL 60602. AEF LP owns 31.12% of the equity interests in AEMF.
(11) Atlas Enhanced
Fund, Ltd. is a Cayman corporation (AEF LTD), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AEF LTD
owns 68.24% of the equity interests in AEMF.
(12) Lyxor/Balyasny Atlas Enhanced Fund Limited is a Jersey limited
corporation (LYXOR), with its registered office at 18 Esplanade, St. Helier, Jersey JE4 8RT, Channel Islands.
(13) Balyasny Asset Management L.P. is a Delaware limited partnership (BAM), with its principal business office at
181 West Madison, Suite 3600, and Chicago, IL 60602. BAM is the investment manager to each of AMF, AG, AGI, AIF LLC, AIF LTD, AIF2 LLC, AIF2 LTD, AGJ, AEMF, AEF LP, AEF LTD and LYXOR.
(14) Dmitry Balyasny, a United States citizen whose business address is 181 West Madison, Suite 3600, Chicago, IL 60602. Dmitry
Balyasny is the sole managing member of the general partner of BAM.
(d) | Title of Class of Securities: |
Common Stock |
(e) | CUSIP Number: 140781105 |
Page 17 of 30 Pages
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 18 of 30 SEC Filing
Item 3 | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
Not Applicable
Item 4 | Ownership: |
AMF
(a) | Amount Beneficially Owned: |
296,827
(b) | Percent of Class: |
1.27%
(c) | Number of Shares as to which person has: |
(i) | Sole power to vote or to direct vote: |
296,827
(ii) | Shared power to vote or to direct vote: |
None
(iii) | Sole power to dispose or direct disposition of: |
296,827
(iv) | Shared power to dispose or to direct disposition of: |
None
AG
(a) | Amount Beneficially Owned: |
By virtue of its ownership of 14.40% of the equity interest
in AMF, AG may be deemed to beneficially own the 296,827 Shares of the Companys Common Stock beneficially owned by AMF.
Page 18 of 30 Pages
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 19 of 30 SEC Filing
(b) | Percent of Class: |
1.27%
(c) | Number of Shares as to which person has: |
(i) | Sole power to vote or to direct vote: |
296,827
(ii) | Shared power to vote or to direct vote: |
None
(iii) | Sole power to dispose or direct disposition of: |
296,827
(iv) | Shared power to dispose or to direct disposition of: |
None
AGI
(a) | Amount Beneficially Owned: |
By virtue of its ownership of 21.61% of the equity interest
in AMF, AGI may be deemed to beneficially own the 296,827 Shares of the Companys Common Stock beneficially owned by AMF.
(b) | Percent of Class: |
1.27%
(c) | Number of Shares as to which person has: |
(i) | Sole power to vote or to direct vote: |
296,827
(ii) | Shared power to vote or to direct vote: |
None
(ii) | Sole power to dispose or direct disposition of: |
296,827
Page 19 of 30 Pages
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 20 of 30 SEC Filing
(iv) | Shared power to dispose or to direct disposition of: |
None
AIF LLC
(a) | Amount Beneficially Owned: |
By virtue of its ownership of 5.40% of the equity interest
in AMF, AIF LLC may be deemed to beneficially own the 296,827 Shares of the Companys Common Stock beneficially owned by AMF.
(b) | Percent of Class: |
1.27%
(c) | Number of Shares as to which person has: |
(i) | Sole power to vote or to direct vote: |
296,827
(ii) | Shared power to vote or to direct vote: |
None
(iii) | Sole power to dispose or direct disposition of: |
296,827
(iv) | Shared power to dispose or to direct disposition of: |
None
Page 20 of 30 Pages
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 21 of 30 SEC Filing
AIF LTD
(a) | Amount Beneficially Owned: |
By virtue of its ownership of 15.62% of the equity interest
in AMF, AIF LTD may be deemed to beneficially own the 296,827 Shares of the Companys Common Stock beneficially owned by AMF.
(b) | Percent of Class: |
1.27%
(c) | Number of Shares as to which person has: |
(i) | Sole power to vote or to direct vote: |
296,827
(ii) | Shared power to vote or to direct vote: |
None
(iii) | Sole power to dispose or direct disposition of: |
296,827
(iv) | Shared power to dispose or to direct disposition of: |
None
AIF2 LLC
(a) | Amount Beneficially Owned: |
By virtue of its ownership of 8.57% of the equity interest
in AMF, AIF2 LLC may be deemed to beneficially own the 296,827 Shares of the Companys Common Stock beneficially owned by AMF.
(b) | Percent of Class: |
1.27%
Page 21 of 30 Pages
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 22 of 30 SEC Filing
(c) | Number of Shares as to which person has: |
(i) | Sole power to vote or to direct vote: |
296,827
(ii) | Shared power to vote or to direct vote: |
None
(iii) | Sole power to dispose or direct disposition of: |
296,827
(iv) | Shared power to dispose or to direct disposition of: |
None
AIF2 LTD
(a) | Amount Beneficially Owned: |
By virtue of its ownership of 18.91% of the equity interest
in AMF, AIF2 LTD may be deemed to beneficially own the 296,827 Shares of the Companys Common Stock beneficially owned by AMF.
(b) | Percent of Class: |
1.27%
(c) | Number of Shares as to which person has: |
(i) | Sole power to vote or to direct vote: |
296,827
(ii) | Shared power to vote or to direct vote: |
None
(iii) | Sole power to dispose or direct disposition of: |
296,827
Page 22 of 30 Pages
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 23 of 30 SEC Filing
(iv) | Shared power to dispose or to direct disposition of: |
None
AGJ
(a) | Amount Beneficially Owned: |
By virtue of its ownership of 7.46% of the equity interest
in AMF, AGJ may be deemed to beneficially own the 296,827 Shares of the Companys Common Stock beneficially owned by AMF.
(b) | Percent of Class: |
1.27%
(c) | Number of Shares as to which person has: |
(i) | Sole power to vote or to direct vote: |
296,827
(ii) | Shared power to vote or to direct vote: |
None
(iii) | Sole power to dispose or direct disposition of: |
296,827
(iv) | Shared power to dispose or to direct disposition of: |
None
AEMF
(a) | Amount Beneficially Owned: |
860,816
(b) | Percent of Class: |
3.70%
Page 23 of 30 Pages
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 24 of 30 SEC Filing
(c) | Number of Shares as to which person has: |
(i) | Sole power to vote or to direct vote: |
860,816
(ii) | Shared power to vote or to direct vote: |
None
(iii) | Sole power to dispose or direct disposition of: |
860,816
(iv) | Shared power to dispose or to direct disposition of: |
None
AEF LP
(a) | Amount Beneficially Owned: |
By virtue of its ownership of 31.12% of the equity interest
in AEMF, AEF LP may be deemed to beneficially own the 860,816 Shares of the Companys Common Stock beneficially owned by AEMF.
(b) | Percent of Class: |
3.70%
(c) | Number of Shares as to which person has: |
(i) | Sole power to vote or to direct vote: |
860,816
(ii) | Shared power to vote or to direct vote: |
None
(iii) | Sole power to dispose or direct disposition of: |
860,816
Page 24 of 30 Pages
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 25 of 30 SEC Filing
(iv) | Shared power to dispose or to direct disposition of: |
None
AEF LTD
(a) | Amount Beneficially Owned: |
By virtue of its ownership of 68.24% of the equity interest
in AEMF, AEF LTD may be deemed to beneficially own the 860,816 Shares of the Companys Common Stock beneficially owned by AEMF.
(b) | Percent of Class: |
3.70%
(c) | Number of Shares as to which person has: |
(i) | Sole power to vote or to direct vote: |
860,816
(ii) | Shared power to vote or to direct vote: |
None
(iii) | Sole power to dispose or direct disposition of: |
860,816
(iv) | Shared power to dispose or to direct disposition of: |
None
LYXOR
(a) | Amount Beneficially Owned: |
43,288
(b) | Percent of Class: |
0.19%
Page 25 of 30 Pages
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 26 of 30 SEC Filing
(c) | Number of Shares as to which person has: |
(i) | Sole power to vote or to direct vote: |
43,288
(ii) | Shared power to vote or to direct vote: |
None
(iii) | Sole power to dispose or direct disposition of: |
43,288
(iv) | Shared power to dispose or to direct disposition of: |
None
BAM
(a) | Amount Beneficially Owned: |
By virtue of its position as investment manager to each of
AMF, AG, AGI, AIF LLC, AIF LTD, AIF2 LLC, AIF2 LTD, AGJ, AEMF, AEF LP, AEF LTD and LYXOR, BAM may be deemed to beneficially own the 1,200,931 Shares of the Companys Common Stock beneficially owned by AMF, AG, AGI, AIF LLC, AIF LTD, AIF2 LLC,
AIF2 LTD, AGJ, AEMF, AEF LP, AEF LTD and LYXOR.
(b) | Percent of Class: |
5.16%
(c) | Number of Shares as to which person has: |
(i) | Sole power to vote or to direct vote: |
1,200,931
(ii) | Shared power to vote or to direct vote: |
None
Page 26 of 30 Pages
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 27 of 30 SEC Filing
(iii) | Sole power to dispose or direct disposition of: |
1,200,931
(iv) | Shared power to dispose or to direct disposition of: |
None
Dmitry Balyasny
(a) | Amount Beneficially Owned: |
By virtue of his position as the sole managing member of
the general partner of BAM, Mr. Balyasny may be deemed to beneficially own the 1,200,931 Shares of the Companys Common Stock beneficially owned by BAM.
(b) | Percent of Class: |
5.16%
(c) | Number of Shares as to which person has: |
(i) | Sole power to vote or to direct vote: |
1,200,931
(ii) | Shared power to vote or to direct vote: |
None
(iii) | Sole power to dispose or direct disposition of: |
1,200,931
(iv) | Shared power to dispose or to direct disposition of: |
None
Item 5 | Ownership of Five Percent or Less of a Class: |
Applicable |
Page 27 of 30 Pages
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 28 of 30 SEC Filing
Item 6 | Ownership of More than Five Percent on Behalf of Another Person: |
Not Applicable |
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: |
Not Applicable |
Item 8 | Identification and Classification of Members of the Group: |
Not Applicable |
Item 9 | Notice of Dissolution of Group: |
Not Applicable |
Item 10 | Certification: |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
Page 28 of 30 Pages
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 29 of 30 SEC Filing
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 12, 2016
ATLAS MASTER FUND, LTD. | ATLAS GLOBAL, LLC | |||||||
By: | /s/ Scott Schroeder | By: | /s/ Scott Schroeder | |||||
Scott Schroeder Authorized Signatory | Scott Schroeder Authorized | |||||||
ATLAS GLOBAL INVESTMENTS, LTD. | ATLAS INSTITUTIONAL FUND, LLC | |||||||
By: | /s/ Scott Schroeder | By: | /s/ Scott Schroeder | |||||
Scott Schroeder Authorized Signatory | Scott Schroeder Authorized | |||||||
ATLAS INSTITUTIONAL FUND, LTD. | ATLAS INSTITUTIONAL FUND II, LLC | |||||||
By: | /s/ Scott Schroeder | By: | /s/ Scott Schroeder | |||||
Scott Schroeder Authorized Signatory | Scott Schroeder Authorized | |||||||
ATLAS INSTITUTIONAL FUND II, LTD. | ATLAS GLOBAL JAPAN UNIT TRUST | |||||||
By: | /s/ Scott Schroeder | By: | /s/ Scott Schroeder | |||||
Scott Schroeder Authorized Signatory | Scott Schroeder Authorized |
Page 29 of 30 Pages
Follow Carbo Ceramics Inc (NYSE:CRR)
Follow Carbo Ceramics Inc (NYSE:CRR)
Page 30 of 30 SEC Filing
ATLAS ENHANCED MASTER FUND, LTD. | ATLAS ENHANCED FUND, L.P. | |||||||
By: | /s/ Scott Schroeder | By: | /s/ Scott Schroeder | |||||
Scott Schroeder Authorized Signatory | Scott Schroeder Authorized | |||||||
ATLAS ENHANCED FUND, LTD. | LYXOR/BALYASNY ATLAS ENHANCED FUND LIMITED | |||||||
By: | /s/ Scott Schroeder | By: | /s/ Scott Schroeder | |||||
Scott Schroeder Authorized Signatory | Scott Schroeder AuthorizedRepresentative | |||||||
BALYASNY ASSET MANAGEMENT L.P. | DMITRY BALYASNY | |||||||
By: | /s/ Scott Schroeder | By: | /s/ Scott Schroeder | |||||
Scott Schroeder Authorized Signatory | Scott Schroeder Authorized |
Page 30 of 30 Pages