Hertz Global Holdings, Inc (NYSE:HTZ): Dmitry Balyasny’s Balyasny Asset Management filed an amended 13D.
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You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Atlas Master Fund, Ltd | 568,361 | 568,361 | 568,361 | 0.68% | ||
Atlas Global | 568,361 | 568,361 | 568,361 | 0.68% | ||
Atlas Global Investments, Ltd | 568,361 | 568,361 | 568,361 | 0.68% | ||
Atlas Institutional Fund | 568,361 | 568,361 | 568,361 | 0.68% | ||
Atlas Institutional Fund, Ltd | 568,361 | 568,361 | 568,361 | 0.68% | ||
Atlas Global Japan Unit Trust | 568,361 | 568,361 | 568,361 | 0.68% | ||
Atlas Enhanced Master Fund, Ltd | 3,316,455 | 3,316,455 | 3,316,455 | 3.96% | ||
Atlas Enhanced Fund | 3,316,455 | 3,316,455 | 3,316,455 | 3.96% | ||
Atlas Enhanced Fund, Ltd | 3,316,455 | 3,316,455 | 3,316,455 | 3.96% | ||
Atlas Fundamental Trading Master Fund, Ltd | 302,771 | 302,771 | 302,771 | 0.36% | ||
Atlas Fundamental Trading Fund | 302,771 | 302,771 | 302,771 | 0.36% | ||
Atlas Fundamental Trading Fund, Ltd | 302,771 | 302,771 | 302,771 | 0.36% | ||
Atlas Quantitative Trading Fund, Ltd | 700 | 700 | 700 | 0.00% | ||
Balyasny Asset Management | 4,188,287 | 4,188,287 | 4,188,287 | 5.00% | ||
Dmitry Balyasny | 4,188,287 | 4,188,287 | 4,188,287 | 5.00% |
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Page 1 of 32 – SEC Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
HERTZ GLOBAL
HOLDINGS INC
(Name of Issuer)
COMMON STOCK
(Title of
Class of Securities)
42806J106
(CUSIP Number)
November
15, 2017
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒
Rule 13d-1(c)
☐ Rule 13d-1(d)
The
information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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Page 2 of 32 – SEC Filing
CUSIP No. 42806J106 | Page 2 of 32 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Master Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 568,361 (See Item 4) | ||||
6 | SHARED VOTING POWER None (see Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 568,361 (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER None | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 568,361 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 0.68% | |||||
12 | TYPE OF REPORTING PERSON* CO |
*SEE INSTRUCTIONS
BEFORE FILLING OUT.
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Page 3 of 32 – SEC Filing
CUSIP No. 42806J106 | Page 3 of 32 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Global, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 568,361 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 568,361 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 568,361 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 0.68% | |||||
12 | TYPE OF REPORTING PERSON* OO |
*SEE INSTRUCTIONS
BEFORE FILLING OUT.
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Page 4 of 32 – SEC Filing
CUSIP No. 42806J106 | Page 4 of 32 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Global Investments, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 568,361 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 568,361 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 568,361 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 0.68% | |||||
12 | TYPE OF REPORTING PERSON* CO |
*SEE INSTRUCTIONS
BEFORE FILLING OUT.
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Page 5 of 32 – SEC Filing
CUSIP No. 42806J106 | Page 5 of 32 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Institutional Fund, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 568,361 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 568,361 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 568,361 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 0.68% | |||||
12 | TYPE OF REPORTING PERSON* OO |
*SEE INSTRUCTIONS
BEFORE FILLING OUT.
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Page 6 of 32 – SEC Filing
CUSIP No. 42806J106 | Page 6 of 32 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Institutional Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 568,361 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 568,361 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 568,361 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 0.68% | |||||
12 | TYPE OF REPORTING PERSON* CO |
*SEE INSTRUCTIONS
BEFORE FILLING OUT.
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Page 7 of 32 – SEC Filing
CUSIP No. 42806J106 | Page 7 of 32 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Global Japan Unit Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 568,361 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 568,361 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 568,361 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 0.68% | |||||
12 | TYPE OF REPORTING PERSON* OO |
*SEE INSTRUCTIONS
BEFORE FILLING OUT.
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Page 8 of 32 – SEC Filing
CUSIP No. 42806J106 | Page 8 of 32 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Enhanced Master Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 3,316,455 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 3,316,455 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,316,455 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 3.96% | |||||
12 | TYPE OF REPORTING PERSON* CO |
*SEE INSTRUCTIONS
BEFORE FILLING OUT.
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Page 9 of 32 – SEC Filing
CUSIP No. 42806J106 | Page 9 of 32 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Enhanced Fund, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 3,316,455 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 3,316,455 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,316,455 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 3.96% | |||||
12 | TYPE OF REPORTING PERSON* OO |
*SEE INSTRUCTIONS
BEFORE FILLING OUT.
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Page 10 of 32 – SEC Filing
CUSIP No. 42806J106 | Page 10 of 32 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Enhanced Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 3,316,455 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 3,316,455 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,316,455 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 3.96% | |||||
12 | TYPE OF REPORTING PERSON* CO |
*SEE INSTRUCTIONS
BEFORE FILLING OUT.
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Page 11 of 32 – SEC Filing
CUSIP No. 42806J106 | Page 11 of 32 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Fundamental Trading Master Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 302,771 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 302,771 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 302,771 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 0.36% | |||||
12 | TYPE OF REPORTING PERSON* CO |
*SEE INSTRUCTIONS
BEFORE FILLING OUT.
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Page 12 of 32 – SEC Filing
CUSIP No. 42806J106 | Page 12 of 32 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Fundamental Trading Fund, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 302,771 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 302,771 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 302,771 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 0.36% | |||||
12 | TYPE OF REPORTING PERSON* OO |
*SEE INSTRUCTIONS
BEFORE FILLING OUT.
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Page 13 of 32 – SEC Filing
CUSIP No. 42806J106 | Page 13 of 32 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Fundamental Trading Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 302,771 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 302,771 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 302,771 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 0.36% | |||||
12 | TYPE OF REPORTING PERSON* CO |
*SEE INSTRUCTIONS
BEFORE FILLING OUT.
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Page 14 of 32 – SEC Filing
CUSIP No. 42806J106 | Page 14 of 32 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Atlas Quantitative Trading Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 700 | ||||
6 | SHARED VOTING POWER None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER 700 | |||||
8 | SHARED DISPOSITIVE POWER None (See Item 4) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 700 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 0.00% | |||||
12 | TYPE OF REPORTING PERSON* CO |
*SEE INSTRUCTIONS
BEFORE FILLING OUT.
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Page 15 of 32 – SEC Filing
CUSIP No. 42806J106 | Page 15 of 32 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Balyasny Asset Management L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 4,188,287 (See Item 4) | ||||
6 | SHARED VOTING POWER None | |||||
7 | SOLE DISPOSITIVE POWER 4,188,287 (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER None | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,188,287 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 5.00% | |||||
12 | TYPE OF REPORTING PERSON* IA |
*SEE INSTRUCTIONS
BEFORE FILLING OUT.
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Page 16 of 32 – SEC Filing
CUSIP No. 42806J106 | Page 16 of 32 Pages |
1 | NAMES OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Dmitry Balyasny | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF United States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 4,188,287 (See Item 4) | ||||
6 | SHARED VOTING POWER None | |||||
7 | SOLE DISPOSITIVE POWER 4,188,287 (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER None | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,188,287 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT 5.00% | |||||
12 | TYPE OF REPORTING PERSON* IN |
*SEE INSTRUCTIONS
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Page 17 of 32 – SEC Filing
Item 1 | (a) Name of Issuer: |
HERTZ GLOBAL HOLDINGS INC (the Company)
(b) Address of Issuers Principal Executive Offices: |
8501 Williams Road
Estero, FL
33928
United States
Item 2 | (a) (c) This statement is filed on behalf of the following: |
(1) Atlas Master Fund, Ltd. is a Cayman corporation (AMF), with its principal business
office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies.
(2) Atlas Global, LLC is a Delaware limited liability company (AG), with its principal
business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. AG owns 16.96% of the equity interests in AMF.
(3) Atlas Global Investments, Ltd. is a Cayman corporation (AGI), with its principal
business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AGI owns 43.15% of the equity interests in
AMF.
(4) Atlas Institutional Fund, LLC is a Delaware limited liability company (AIF
LLC), with its principal business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. AIF LLC owns 7.53% of the equity interests in AMF.
(5) Atlas Institutional Fund, Ltd. is a Cayman corporation (AIF LTD), with its principal
business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AIF LTD owns 20.57% of the equity interests
in AMF.
(6) Atlas Global Japan Unit Trust is a Cayman exempted unit trust (AGJ), with
its principal business office at c/o CIBC Bank and Trust Company (Cayman) Limited, CIBC Financial Centre, 11 Dr. Roys Drive-3rd Floor, P.O.
Box 694, Grand Cayman, Cayman Islands, British West Indies. AGJ owns 11.76% of the equity interests in AMF.
(7) Atlas Enhanced Master Fund, Ltd. is a Cayman corporation (AEMF), with its principal
business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies.
Page 17 of 32 Pages
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Page 18 of 32 – SEC Filing
(8) Atlas Enhanced Fund, L.P. is a Delaware limited
partnership (AEF LP), with its principal business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. AEF LP owns 32.15% of the equity interests in AEMF.
(9) Atlas Enhanced Fund, Ltd. is a Cayman corporation (AEF LTD), with its principal
business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AEF LTD owns 67.85% of the equity interests
in AEMF.
(10) Atlas Fundamental Trading Master Fund Ltd. is a Cayman corporation (AFT
MASTER), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies.
(11) Atlas Fundamental Trading Fund, L.P., is a Delaware limited partnership (AFT LP),
with its principal business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. AFT LP owns 47.59% of the equity interests in AFT MASTER.
(12) Atlas Fundamental Trading Fund Ltd. is a Cayman corporation (AFT LTD), with its
principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AFT LTD owns 52.25% of the equity
interests in AFT MASTER
(13) Atlas Quantitative Trading Fund, Ltd. is a Cayman corporation
(AQTF), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies.
(14) Balyasny Asset Management L.P. is a Delaware limited partnership (BAM), with its
principal business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. BAM is the investment manager to each of AMF, AG, AGI, AIF LLC, AIF LTD, AGJ, AEMF, AEF LP, AEF LTD, AFT MASTER,
AFT LP, AFT LTD and AQTF.
(15) Dmitry Balyasny, a United States citizen whose business address is
444 West Lake Street, 50th Floor, Chicago, IL 60606. Dmitry Balyasny is the sole managing member of the general partner of BAM.
Page 18 of 32 Pages
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Page 19 of 32 – SEC Filing
(d) | Title of Class of Securities: | |||||
Common Stock | ||||||
(e) | CUSIP Number: 42806J106 | |||||
Item 3 | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: | |||||
Not Applicable | ||||||
Item 4 | Ownership: | |||||
AMF | ||||||
(a) | Amount Beneficially Owned: | |||||
568,361 | ||||||
(b) | Percent of Class: | |||||
0.68% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
568,361 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
568,361 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AG | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 16.96% of the equity interest in AMF, AG | ||||||
may be deemed to beneficially own the 568,361 Shares of the Companys | ||||||
Common Stock beneficially owned by AMF. |
Page 19 of 32 Pages
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Page 20 of 32 – SEC Filing
(b) | Percent of Class: | |||||
0.68% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
568,361 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
568,361 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AGI | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 43.15% of the equity interest in AMF, AGI may be deemed to beneficially own the 568,361 Shares of the Companys Common Stock beneficially owned by AMF. | ||||||
(b) | Percent of Class: | |||||
0.68% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
568,361 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None |
Page 20 of 32 Pages
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Page 21 of 32 – SEC Filing
(ii) | Sole power to dispose or direct disposition of: | |||||
568,361 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AIF LLC | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 7.53% of the equity interest in AMF, AIF LLC may be deemed to beneficially own the 568,361 Shares of the Companys Common Stock beneficially owned by AMF. | ||||||
(b) | Percent of Class: | |||||
0.68% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
568,361 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
568,361 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None |
Page 21 of 32 Pages
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Page 22 of 32 – SEC Filing
AIF LTD | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 20.57% of the equity interest in AMF, AIF LTD may be deemed to beneficially own the 568,361 Shares of the Companys Common Stock beneficially owned by AMF. | ||||||
(b) | Percent of Class: | |||||
0.68% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
568,361 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
568,361 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AGJ | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 11.76% of the equity interest in AMF, AGJ may be deemed to beneficially own the 568,361 Shares of the Companys Common Stock beneficially owned by AMF. |
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Page 23 of 32 – SEC Filing
(b) | Percent of Class: | |||||
0.68% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
568,361 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
568,361 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AEMF | ||||||
(a) | Amount Beneficially Owned: | |||||
3,316,455 | ||||||
(b) | Percent of Class: | |||||
3.96% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
3,316,455 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
3,316,455 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None |
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Page 24 of 32 – SEC Filing
AEF LP | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 32.15% of the equity interest in AEMF, AEF LP may be deemed to beneficially own the 3,316,455 Shares of the Companys Common Stock beneficially owned by AEMF. | ||||||
(b) | Percent of Class: | |||||
3.96% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
3,316,455 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
3,316,455 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AEF LTD | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 67.85% of the equity interest in AEMF, AEF LTD may be deemed to beneficially own the 3,316,455 Shares of the Companys Common Stock beneficially owned by AEMF. |
Page 24 of 32 Pages
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Page 25 of 32 – SEC Filing
(b) | Percent of Class: | |||||
3.96% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
3,316,455 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
3,316,455 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AFT MASTER | ||||||
(a) | Amount Beneficially Owned: | |||||
302,771 | ||||||
(b) | Percent of Class: | |||||
0.36% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
302,771 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
302,771 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None |
Page 25 of 32 Pages
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Page 26 of 32 – SEC Filing
AFT LP | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 47.59% of the equity interest in AFT MASTER, AFT LP may be deemed to beneficially own the 302,771Shares of the Companys Common Stock beneficially owned by AFT MASTER. | ||||||
(b) | Percent of Class: | |||||
0.36% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
302,771 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
302,771 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AFT LTD | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 52.25% of the equity interest in AFT MASTER, AFT LTD may be deemed to beneficially own the 302,771Shares of the Companys Common Stock beneficially owned by AFT MASTER. |
Page 26 of 32 Pages
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Page 27 of 32 – SEC Filing
(b) | Percent of Class: | |||||
0.36% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
302,771 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
302,771 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AQTF | ||||||
(a) | Amount Beneficially Owned: | |||||
700 | ||||||
(b) | Percent of Class: | |||||
0.00% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
700 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
700 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None |
Page 27 of 32 Pages
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Page 28 of 32 – SEC Filing
BAM | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its position as investment manager to each of AMF, AG, AGI, AIF LLC, AIF LTD, AGJ, AEMF, AEF LP, AEF LTD, AFT MASTER, AFT LP, AFT LTD and AQTF, BAM may be deemed to beneficially own the 4,188,287 Shares of the Companys Common Stock beneficially owned by AMF, AG, AGI, AIF LLC, AIF LTD, AGJ, AEMF, AEF LP, AEF LTD, AFT MASTER, AFT LP, AFT LTD and AQTF. | ||||||
(b) | Percent of Class: | |||||
5.00% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
4,188,287 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
4,188,287 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
Dmitry Balyasny | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of his position as the sole managing member of the general partner of BAM, Mr. Balyasny may be deemed to beneficially own the 4,188,287 Shares of the Companys Common Stock beneficially owned by BAM. |
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Page 29 of 32 – SEC Filing
(b) | Percent of Class: | |||||
5.00% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
4,188,287 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
4,188,287 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
Item 5 | Ownership of Five Percent or Less of a Class: | |||||
Applicable | ||||||
Item 6 | Ownership of More than Five Percent on Behalf of Another Person: | |||||
Not Applicable | ||||||
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: | |||||
Not Applicable | ||||||
Item 8 | Identification and Classification of Members of the Group: | |||||
Not Applicable | ||||||
Item 9 | Notice of Dissolution of Group: | |||||
Not Applicable |
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Page 30 of 32 – SEC Filing
Item 10 | Certification: | |||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
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Page 31 of 32 – SEC Filing
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: November 27, 2017
ATLAS MASTER FUND, LTD. | ATLAS GLOBAL, LLC | |||||||
By: | /s/ Scott Schroeder | By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Signatory | |||||||
ATLAS GLOBAL INVESTMENTS, LTD. | ATLAS INSTITUTIONAL FUND, LLC | |||||||
By: | /s/ Scott Schroeder | By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Signatory | |||||||
ATLAS INSTITUTIONAL FUND, LTD. | ATLAS GLOBAL JAPAN UNIT TRUST | |||||||
By: | /s/ Scott Schroeder | By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Representative | |||||||
ATLAS ENHANCED MASTER FUND, LTD. | ATLAS ENHANCED FUND, L.P. | |||||||
By: | /s/ Scott Schroeder | By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Signatory |
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ATLAS ENHANCED FUND, LTD. | ATLAS FUNDAMENTAL TRADING MASTER FUND LTD. | |||||||
By: | /s/ Scott Schroeder | By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Signatory | |||||||
ATLAS FUNDAMENTAL TRADING FUND, L.P. | ATLAS FUNDAMENTAL TRADING FUND, LTD. | |||||||
By: | /s/ Scott Schroeder | By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Signatory | |||||||
ATLAS QUANTITATIVE TRADING FUND, LTD. | BALYASNY ASSET MANAGEMENT L.P. | |||||||
By: | /s/ Scott Schroeder | By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Signatory | |||||||
DMITRY BALYASNY | ||||||||
By: | /s/ Scott Schroeder | |||||||
Scott Schroeder | ||||||||
Authorized Representative |
Page 32 of 32 Pages