GigCapital Inc (NYSE:GIG.UN): Cliff Asness’ AQR Capital Management filed an amended 13D.
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You can access the original SEC filing by clicking here.
Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| AQR Capital Management Holdings | 0 | 1,500,000 | 0 | 1,500,000 | 1,500,000 | 9.31% |
| AQR Capital Management | 0 | 1,500,000 | 0 | 1,500,000 | 1,500,000 | 9.31% |
| CNH Partners | 0 | 1,500,000 | 0 | 1,500,000 | 1,500,000 | 9.31% |
| AQR Absolute Return Master Account | 0 | 1,125,000 | 0 | 1,125,000 | 1,125,000 | 6.98% |
| AQR Principal Global Asset Allocation | 0 | 1,125,000 | 0 | 1,125,000 | 1,125,000 | 6.98% |
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Page 1 of 5 – SEC Filing
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in a prior cover page.
for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject
to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see Instructions).
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Page 2 of 5 – SEC Filing
| 1 | NAME OF REPORTING PERSON AQR Capital Management, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | ||
| 3 | SEC USE ONLY | ||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, USA | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | |
| 6 | SHARED VOTING POWER 1,500,000 | ||
| 7 | SOLE DISPOSITIVE POWER 0 | ||
| 8 | SHARED DISPOSITIVE POWER 1,500,000 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,500,000 | ||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.31% | ||
| 12 | TYPE OF REPORTING PERSON IA | ||
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Page 3 of 5 – SEC Filing
| 1 | NAME OF REPORTING PERSON AQR Absolute Return Master Account, L.P. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | ||
| 3 | SEC USE ONLY | ||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | |
| 6 | SHARED VOTING POWER 1,125,000 | ||
| 7 | SOLE DISPOSITIVE POWER 0 | ||
| 8 | SHARED DISPOSITIVE POWER 1,125,000 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,125,000 | ||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.98% | ||
| 12 | TYPE OF REPORTING PERSON | ||
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Page 4 of 5 – SEC Filing
| ITEM 1(a). | NAME OF ISSUER: | |
ITEM 1(b).ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
Building 4, Suite 232
Palo Alto, CA 94306
ITEM 2(a).NAME OF PERSON FILING:
(2) AQR Capital Management Holdings, LLC
(3) CNH Partners, LLC
(4) AQR Absolute Return Master Account, L.P.
(5) AQR Principal Global Asset Allocation, LLC
AQR Capital Management, LLC is a wholly owned subsidiary of AQR Capital Management Holdings, LLC. CNH Partners is deemed to be controlled by AQR Capital Management, LLC. AQR Capital Management LLC, and CNH Partners, LLC act as investment manager to AQR Absolute Return Master Account, L.P. AQR Principal Global Asset Allocation, LLC is the general partner of AQR Absolute Return Master Account L.P.
ITEM 2(b).ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
(2) TWO GREENWICH PLAZA GREENWICH, CT 06830
(3) TWO GREENWICH PLAZA GREENWICH, CT 06830
(4) TWO GREENWICH PLAZA GREENWICH, CT 06830
(5) TWO GREENWICH PLAZA GREENWICH, CT 06830
ITEM 2(c).CITIZENSHIP:
(2) Delaware, USA
(3) Delaware, USA
(4) Cayman Islands
(5) Delaware, USA
ITEM 2(d).TITLE OF CLASS OF SECURITIES:
ITEM 2(e).CUSIP NUMBER:
ITEM 3.IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A:
[ ]
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c);
[ ]
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
[ ]
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
[ ]
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
[X]
An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);
[ ]
An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F);
[X]
A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G);
[ ]
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
[ ]
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
[ ]
A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J);
[ ]
Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution:
ITEM 4.OWNERSHIP(a) Amount beneficially owned:1,500,000*
*1,500,000 Units representing 1,500,000 shares of common stock.(b) Percent of class:9.31%
Based on 16,114,500 equity shares outstanding as reported by the issuer on 12/11/2017.
(c) Number of shares as to which the person has:(i) sole power to vote or to direct the vote:0(ii) shared power to vote or to direct the vote:AQR Capital Management Holdings, LLC – 1,500,000
AQR Capital Management, LLC – 1,500,000
CNH Partners, LLC – 1,500,000
AQR Absolute Return Master Account, L.P. – 1,125,000
AQR Principal Global Asset Allocation, LLC – 1,125,000
(iii) sole power to dispose or direct the disposition of: (iv) shared power to dispose or to direct the disposition of:AQR Capital Management Holdings, LLC – 1,500,000
AQR Capital Management, LLC – 1,500,000
CNH Partners, LLC – 1,500,000
AQR Absolute Return Master Account, L.P. – 1,125,000
AQR Principal Global Asset Allocation, LLC – 1,125,000
ITEM 5.OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
[ ].
ITEM 6.OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
ITEM 7.IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
ITEM 8.IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
ITEM 9.NOTICE OF DISSOLUTION OF GROUP:
ITEM 10.CERTIFICATION:
