13G Filing: Anchorage Advisors and Conns Inc (CONN)

Page 7 of 9 – SEC Filing

Page 7 of 10 Pages
Item 4.
Ownership:
Item 4(a)
Amount Beneficially Owned:
As of December 19, 2017, each of the Reporting Persons may be deemed the beneficial owner of 2,953,958 Shares held for the account of ACMO.
Item 4(b)
Percent of Class:
As of December 19, 2017, each of the Reporting Persons may be deemed the beneficial owner of approximately 9.4% of Shares outstanding.  (There were 31,370,581 Shares outstanding as of November 30, 2017, according to the Issuer’s quarterly report on Form 10-Q, filed December 7, 2017.)
Item 4(c)
Number of Shares of which such person has:
Capital Group, Management, Mr. Ulrich and ACMO:
(i) Sole power to vote or direct the vote:
0
(ii) Shared power to vote or direct the vote:
2,953,958
(iii) Sole power to dispose or direct the disposition of:
0
(iv) Shared power to dispose or direct the disposition of:
2,953,958
Item 5.
Ownership of Five Percent or Less of a Class:
This Item 5 is not applicable.
Item 6.
Ownership of More than Five Percent on Behalf of Another Person:
This Item 6 is not applicable.
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
See disclosure in Item 2 hereof.
Item 8.
Identification and Classification of Members of the Group:
This Item 8 is not applicable.
Item 9.
Notice of Dissolution of Group:
This Item 9 is not applicable.
Item 10.
Certification:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.

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