Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

13G Filing: Adage Capital Management and Protagonist Therapeutics Inc (PTGX)

Published on June 1, 2017 at 4:26 pm by Insider Monkey Staff in Hedge Funds

Page 9 of 11

Page 9 of 11 – SEC Filing

Item 4.

OWNERSHIP

A.

Adage Capital Partners, L.P., Adage Capital Partners GP, L.L.C. and Adage Capital Advisors, L.L.C.

			(a)	Amount beneficially owned: 2,056,076
			(b)	Percent of class: 12.2%. The percentages used herein and in the rest of this Schedule 13G/A are calculated based on a total of 16,856,416 shares of Common Stock outstanding as of April 28, 2017, as reported in the Company’s Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2017 filed with the Securities and Exchange Commission on May 10, 2017.

			(c)	(i)	Sole power to vote or direct the vote: 0
				(ii)	Shared power to vote or direct the vote: 2,056,076
				(iii)	Sole power to dispose or direct the disposition: 0
				(iv)	Shared power to dispose or direct the disposition of: 2,056,076

ACP has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by it, which power may be exercised by its general partner, ACPGP. ACA, as managing member of ACPGP, directs ACPGP’s operations. Neither ACPGP nor ACA directly own any shares of Common Stock. By reason of the provisions of Rule 13d-3 of the Act, ACPGP and ACA may be deemed to beneficially own the shares owned by ACP.

B.

Robert Atchinson and Phillip Gross

			(a)	Amount beneficially owned: 2,056,076
			(b)	Percent of class: 12.2%

			(c)	(i)	Sole power to vote or direct the vote: 0
				(ii)	Shared power to vote or direct the vote: 2,056,076
				(iii)	Sole power to dispose or direct the disposition: 0
				(iv)	Shared power to dispose or direct the disposition of: 2,056,076

Messrs. Atchinson and Gross, as managing members of ACA, have shared power to vote the shares of Common Stock beneficially owned by ACP. Neither Mr. Atchinson nor Mr. Gross directly own any shares of Common Stock. By reason of the provisions of Rule 13d-3 of the Act, each may be deemed to beneficially own the shares beneficially owned by ACP.

Item 5.	OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
	Not applicable.

Item 6.	OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
	Not applicable.

Follow Protagonist Therapeutics Inc

Follow Protagonist Therapeutics Inc

We may use your email to send marketing emails about our services. Click here to read our privacy policy.

Page 9 of 11

NASDAQ:PTGX SEC 13G Filing Adage Capital Management Protagonist Therapeutics Inc (PTGX)