13G Filing: Adage Capital Management and Intec Pharma Ltd (NTEC)

(c)

(i)

Sole power to vote or direct the vote: 0

(ii)

Shared power to vote or direct the vote: 1,725,000

(iii)

Sole power to dispose or direct the disposition: 0

(iv)

Shared power to dispose or direct the disposition of: 1,725,000

ACP has the power to dispose of and the power to vote the Ordinary Shares beneficially owned by it, which power may be exercised by its general partner, ACPGP. ACA, as managing member of ACPGP, directs ACPGP’s operations. Neither ACPGP nor ACA directly own any Ordinary Shares. By reason of the provisions of Rule 13d-3 of the Securities Exchange Act of 1934 (the “Act“), ACPGP and ACA may be deemed to beneficially own the shares owned by ACP.

B.

Robert Atchinson and Phillip Gross

(a)

Amount beneficially owned: 1,725,000

(b)

Percent of class: 6.64%

(c)

(i)

Sole power to vote or direct the vote: 0

(ii)

Shared power to vote or direct the vote: 1,725,000

(iii)

Sole power to dispose or direct the disposition: 0

(iv)

Shared power to dispose or direct the disposition: 1,725,000

Messrs. Atchinson and Gross, as managing members of ACA, have shared power to vote the Ordinary Shares beneficially owned by ACP. Neither Mr. Atchinson nor Mr. Gross directly own any Ordinary Shares. By reason of the provisions of Rule 13d-3 of the Act, each may be deemed to beneficially own the shares beneficially owned by ACP.

13G Filing: Adage Capital Management and Intec Pharma Ltd (NTEC)

Published on August 25, 2017 at 3:52 pm by Insider Monkey Staff in Hedge Funds

Page 9 of 12 – SEC Filing

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Item 5.	OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
	Not applicable.

Item 6.	OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
	Not applicable.

Item 7.	IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON
	Not applicable.

Item 8.	IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
	Not applicable.

Item 9.	NOTICE OF DISSOLUTION OF GROUP
	Not applicable.

Item 10.	CERTIFICATION
	Each of the Reporting Persons hereby makes the following certification: