13G Filing: Adage Capital Management and Advaxis Inc. (ADXS)

Item 1(b).

ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES

The Company’s principal executive offices are located at 305 College Road East, Princeton, New Jersey 08540.

Item 2(a).

NAME OF PERSON FILING

This statement is filed by:

(i)

Adage Capital Partners, L.P., a Delaware limited partnership (“ACP“) with respect to the shares of Common Stock directly owned by it;

(ii)

Adage
Capital Partners GP, L.L.C., a limited liability company organized under the laws of the State of Delaware
(“ACPGP“), as general partner of ACP with respect to the shares of Common Stock directly owned by
ACP;

(iii)

Adage Capital Advisors, L.L.C., a limited liability company organized under the laws of the State of Delaware (“ACA“), as managing member of ACPGP, general partner of ACP, with respect to the shares of Common Stock directly owned by ACP;

(iv)

Robert Atchinson (“Mr. Atchinson“), as managing member of ACA, managing member of ACPGP, general partner of ACP with respect to the shares of Common Stock directly owned by ACP; and

(v)

Phillip
Gross (“Mr. Gross“), as managing member of ACA, managing member of ACPGP, general partner of ACP with
respect to the shares of Common Stock directly owned by ACP.

The foregoing persons are hereinafter sometimes collectively referred to as the “Reporting Persons.” Any disclosures herein with respect to persons other than the Reporting Persons are made on information and belief after making inquiry to the appropriate party.

The filing of this statement should not be construed in and of itself as an admission by any Reporting Person as to beneficial ownership of the securities reported herein.

13G Filing: Adage Capital Management and Advaxis Inc. (ADXS)

Published on September 27, 2017 at 11:58 am by Insider Monkey Staff in Hedge Funds

Page 7 of 10 – SEC Filing

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Item 1(a).	NAME OF ISSUER
	The name of the issuer is Advaxis, Inc. (the “Company“).

Item 2(b).	ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
	The address of the business office of each of the Reporting Persons is 200 Clarendon Street, 52nd floor, Boston, Massachusetts 02116.

Item 2(c).	CITIZENSHIP
	ACP is a limited partnership organized under the laws of the State of Delaware. ACPGP and ACA are limited liability companies organized under the laws of the State of Delaware. Messrs. Gross and Atchinson are citizens of the United States.

Item 2(d).	TITLE OF CLASS OF SECURITIES
	Common Stock, par value $0.001 per share (the “Common Stock“).