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13G Filing: Adage Capital Management and Advaxis Inc. (ADXS)

Published on September 27, 2017 at 11:58 am by Insider Monkey Staff in Hedge Funds

Page 1 of 10

Advaxis Inc. (NASDAQ:ADXS): Phill Gross And Robert Atchinson’s Adage Capital Management filed an amended 13D.

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name	Sole Voting Power	Shared Voting Power	Sole Dispositive Power	Shared Dispositive Power	Aggregate Amount Owned Power	Percent of Class
Adage Capital Partners	0	4,700,043	0	4,700,043	4,700,043	11.45%
Adage Capital Partners GP	0	4,700,043	0	4,700,043	4,700,043	11.45%
Adage Capital Advisors	0	4,700,043	0	4,700,043	4,700,043	11.45%
Robert Atchinson	0	4,700,043	0	4,700,043	4,700,043	11.45%
Phillip Gross	0	4,700,043	0	4,700,043	4,700,043	11.45%

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Page 1 of 10 – SEC Filing

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

Advaxis, Inc.
(Name of Issuer)

Common Stock, par value $0.001 per share
(Title of Class of Securities)

007624208
(CUSIP Number)

September 25, 2017
(Date of Event Which Requires Filing of This Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨	Rule 13d-1(b)
x	Rule 13d-1(c)
¨	Rule 13d-1(d)

(Page 1 of 10 Pages)

______________________________

*The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder
of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).

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NASDAQ:ADXS SEC 13G Filing Advaxis Inc (ADXS)Adage Capital Management