Given the volatile nature of the markets, investors should pay attention to the latest moves made by elite hedge funds and other investors in their conviction picks, to get a better idea of the companies and sectors that they are confident in and those in which they may be losing faith. With that mind, we have embedded one of the newest 13G filings below and on the following pages, submitted to the SEC by Acuta Capital Partners. See how the investor has been trading CAS Medical Systems Inc (NASDAQ:CASM) recently, with current ownership standing at 2.55 million shares, and what it could mean for the company’s future prospects.
You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
ACUTA CAPITAL PARTNERS | 2,551,803 | 2,551,803 | 2,551,803 | 9.4% |
Page 1 of 6 SEC Filing
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment
No. ________)*
CAS
MEDICAL SYSTEMS, INC.
(Name
of Issuer)
COMMON
STOCK, PAR $0.004
(Title
of Class of Securities)
124769209
(CUSIP
Number)
ACUTA
CAPITAL PARTNERS LLC, 1301 SHOREWAY ROAD, SUITE 350, BELMONT CA 94002
(Name,
Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
FEBRUARY
12, 2016
(Date
of Event which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X]
Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect
to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided
in a prior cover page.
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
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Page 2 of 6 SEC Filing
CUSIP No. 124769209 | 13G | Page 2 of 5 Pages |
1. | NAMES I.R.S.
ACUTA | |
2. | CHECK (see (a) (b) | |
3. | SEC USE ONLY | |
4. | CITIZENSHIP
STATE |
NUMBER SHARES BENEFICIALLY OWNED EACH REPORTING PERSON | 5. | SOLE VOTING POWER | |
2,551,803 | |||
6. | SHARED VOTING POWER | ||
7. | SOLE DISPOSITIVE POWER | ||
2,551,803 | |||
8. | SHARED DISPOSITIVE POWER | ||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
2,551,803 | ||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) [ ] | |
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
9.4% | ||
12. | TYPE OF REPORTING PERSON (see instructions) | |
IA |
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Page 3 of 6 SEC Filing
CUSIP No. 124769209 | 13G | Page 3 of 5 Pages |
Item
1.
(a) | Name of Issuer | |
CAS MEDICAL SYSTEMS, INC. | ||
(b) | Address of Issuer’s Principal Executive Offices | |
44 EAST INDUSTRIAL ROAD, | ||
BRANFORD, CT 06405 |
Item
2.
(a) | Name of Person Filing | |
ACUTA CAPITAL PARTNERS LLC | ||
(b) | Address of the Principal Office or, if none, residence | |
1301 SHOREWAY ROAD, SUITE 350, | ||
BELMONT, CA, 94002 | ||
(c) | Citizenship | |
USA | ||
(d) | Title of Class of Securities | |
COMMON SHARES, PAR $0.004 | ||
(e) | CUSIP Number | |
124769209 |
Item
3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is
a:
(a) | [ ] | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
(b) | [ ] | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | [ ] | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | [ ] | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | [X] | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
(f) | [ ] | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | [ ] | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |
(h) | [ ] | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | [ ] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | [ ] | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
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Page 4 of 6 SEC Filing
CUSIP No. 124769209 | 13G | Page 4 of 5 Pages |
Item
4. Ownership.
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
Item 1.
(a) | Amount beneficially owned: 2,551,803 | |||
(b) | Percent of class: 9.4% | |||
(c) | Number of shares as to which the person has: | |||
(i) | Sole power to vote or to direct the vote 2,551,803 | |||
(ii) | Shared power to vote or to direct the vote 0 | |||
(iii) | Sole power to dispose or to direct the disposition of 2,551,803 | |||
(iv) | Shared power to dispose or to direct the disposition of 0 |
Instruction.
For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
Item
5. Ownership of Five Percent or Less of a Class.
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following [ ].
Instruction.
Dissolution of a group requires a response to this item.
Item
6. Ownership of More than Five Percent on Behalf of Another Person.
Item
7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Item
8. Identification and Classification of Members of the Group.
Item
9. Notice of Dissolution of Group.
Item
10. Certification.
(a) | The following certification shall be included if the statement is filed pursuant to §240.13d-1(b): | |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | ||
(b) | The following certification shall be included if the statement is filed pursuant to §240.13d-1(c): | |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
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Page 5 of 6 SEC Filing
CUSIP No. 124769209 | 13G | Page 5 of 5 Pages |
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
02/12/2016 | |
Date | |
/s/ Manfred Yu | |
Signature | |
Manfred Yu, CCO & COO | |
Name/Title |
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Page 6 of 6 SEC Filing