13G Filing: Acuta Capital Partners Files on Combimatrix Corp (CBMX)

Page 4 of 6 SEC Filing

 

CUSIP
No. 20009T303
13G Page
4 of 5 Pages

 

Item
4. Ownership.

 

Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
Item 1.

 

  (a)
Amount
beneficially owned: 711,470
     
  (b)
Percent
of class: 5.6%
     
  (c)
Number
of shares as to which the person has:

 

  (i) Sole
power to vote or to direct the vote 711,470
     
  (ii) Shared
power to vote or to direct the vote 0
     
  (iii) Sole
power to dispose or to direct the disposition of 711,470
     
  (iv) Shared
power to dispose or to direct the disposition of 0

 

Instruction.
For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).

 

Item
5. Ownership of Five Percent or Less of a Class.

 

If this
statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the following [  ].

 

Instruction.
Dissolution of a group requires a response to this item.

 

Item
6. Ownership of More than Five Percent on Behalf of Another Person.

 

Item
7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Item
8. Identification and Classification of Members of the Group.

 

Item
9. Notice of Dissolution of Group.

 

Item
10. Certification.

 

  (a)
The
following certification shall be included if the statement is filed pursuant to §240.13d-1(b):
     
    By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are
held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing
or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as
a participant in any transaction having that purpose or effect.
     
  (b)
The
following certification shall be included if the statement is filed pursuant to §240.13d-1(c):
     
    By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities
and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

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