13G Filing: 683 Capital Partners and Tracon Pharmaceuticals Inc. (TCON)

Page 5 of 9 – SEC Filing

This Schedule 13G reflects the beneficial ownership of the Reporting Persons (as defined below) as of September 18, 2017.
Item 1(a).
Name of Issuer:
Tracon Pharmaceuticals, Inc. (“Issuer”)
Item 1(b).
Address of Issuer’s Principal Executive Offices:
4350 La Jolla Village Drive, Suite 800, San Diego, CA 92122
Item 2(a).
Name of Persons Filing:
The names of the persons filing this statement on Schedule 13G (collectively, the “Reporting Persons”) are:
·
683 Capital Management, LLC,
·
683 Capital Partners, LP and
·
Ari Zweiman.
Item 2(b).
Address of Principal Business Office or, if None, Residence:
The principal business address for each of the Reporting Persons is 3 Columbus Circle, Suite 2205, New York, NY 10019.
Item 2(c).
Citizenship:
683 Capital Management, LLC is a Delaware limited liability company.  683 Capital Partners, LP is a Delaware limited partnership.  Ari Zweiman is a citizen of the United States.
Item 2(d).
Title of Class of Securities:
Common stock, $0.001 par value (the “Common Stock”)
Item 2(e).
CUSIP Number:
89237H100
Item 3.
If This Statement is Filed Pursuant to Rule 13d 1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
(a)
[ ]
Broker or dealer registered under Section 15 of the Exchange Act.
(b)
[ ]
Bank as defined in Section 3(a)(6) of the Exchange Act.
(c)
[ ]
Insurance company defined in Section 3(a)(19) of the Exchange Act.
(d)
[ ]
Investment company registered under Section 8 of the Investment Company Act.
(e)
[ ]
Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
(f)
[ ]
Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
(g)
[ ]
Parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).

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