13G Filing: 683 Capital Partners and Carvana Co (CVNA)

Page 6 of 8 – SEC Filing

Item 3.
If This Statement is Filed Pursuant to Rule 13d 1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
(a)
[ ]
Broker or dealer registered under Section 15 of the Exchange Act.
(b)
[ ]
Bank as defined in Section 3(a)(6) of the Exchange Act.
(c)
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Insurance company defined in Section 3(a)(19) of the Exchange Act.
(d)
[ ]
Investment company registered under Section 8 of the Investment Company Act.
(e)
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Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
(f)
[ ]
Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
(g)
[ ]
Parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
(h)
[ ]
Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
(i)
[ ]
Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
(j)
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Non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J).
(k)
[ ]
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).  If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____
Item 4. Ownership.
(a)
Amount beneficially owned:
As of December 21,2017, 683 Capital Partners, LP may be deemed to beneficially own 1,198,804 shares of Class A Common Stock. The number of shares reported above consists of 793,104 shares of Class A Common Stock and options to purchase 405,700 shares of Class A Common Stock.
683 Capital Management, LLC, as the investment manager of 683 Capital Partners, LP, may be deemed to have beneficially owned the 1,198,804 shares of Class A Common Stock beneficially owned by 683 Capital Partners, LP.
Ari Zweiman, as the Managing Member of 683 Capital Management, LLC, may be deemed to have beneficially owned the 1,198,804 shares of Class A Common Stock beneficially owned by 683 Capital Management, LLC.
(b)
Percent of Class:
The following percentage is based on 15,908,195 shares of Class A Common Stock outstanding as of November 3, 2017 as disclosed in the Issuer’s Form 10-Q filed with the SEC on November 7, 2017.
As of December 21, 2017, each of the Reporting Persons may be deemed to have beneficially owned approximately 7.3% of the outstanding shares of Class A Common Stock.

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