13D Filing: Wynnefield Partners Small Cap Value Lp I and Omega Protein Corp (OME)

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Page 6 of 16 SEC Filing

CUSIP No. 68210P107 

13D/A Page 6 of 16
1

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Wynnefield Capital Management, LLC 13-4018186

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) ¨

(b) x

3

SEC USE ONLY

4

SOURCE OF FUNDS*

N/A

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)

¨

6

CITIZENSHIP OR PLACE OF ORGANIZATION

New York

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

1,311,604              (See Item 5)

8

SHARED VOTING POWER

0                            (See Item 5)

9

SOLE DISPOSITIVE POWER

1,311,604              (See Item 5)

10

SHARED DISPOSITIVE POWER

0                            (See Item 5)

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,311,604                 (See Item 5)

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*

¨

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

5.9%

14

TYPE OF REPORTING PERSON*

 

OO

 

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