13D Filing: Wynnefield Capital and S&W Seed Co (SANW)

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Page 12 of 14 – SEC Filing

CUSIP No. 785135104 

13D/A Page 12 of 14

(d) and (e). Not Applicable.

Item 6.  Contracts, Arrangements, Understandings
or Relationships With Respect to Securities of the Issuer.

 

Item
6 of the Schedule 13D is hereby amended and supplemented by adding the following paragraph at the end of Item 6:

After the conclusion of
the Rights Offering, the Issuer issued an aggregate of 214,285 shares of Common Stock to the Reporting Persons for an aggregate
purchase price of approximately $749,998.

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