Page 11 of 15 – SEC Filing
CUSIP No. 87815U204 | 13D/A | Page 11 of 15 |
information with respect to Shares directly
beneficially owned by the Wynnefield Reporting Persons listed below:
Name | Number of Shares | Percentage of Outstanding Shares |
Partnership* | 1,149,123 | 9.9% |
Partnership-I** | 2,113,217 | 18.1% |
Fund*** | 989,156 | 8.5% |
Profit Sharing Plan**** | 151,487 | 1.3% |
* | WCM has an indirect beneficial ownership interest in these Shares. Percentage of outstanding Shares is based on 11,599,776 outstanding Shares, plus 17,694 Shares issuable upon exercise of the Warrants held by Partnership. |
** | WCM has an indirect beneficial ownership interest in these Shares. Percentage of outstanding Shares is based on 11,599,776 outstanding Shares, plus 25,201 Shares issuable upon exercise of the Warrants held by Partnership-I. |
*** | WCI has an indirect beneficial ownership interest in these Shares. Percentage of outstanding Shares is based on 11,599,776 outstanding Shares, plus 10,724 Shares issuable upon exercise of the Warrants held by Fund |
**** | Mr. Obus and Mr. Landes have an indirect beneficial ownership in these Shares. |
WCM is the sole general partner of
Partnership and Partnership-I and, accordingly, may be deemed to be the indirect beneficial owner (as that term is defined
under Rule 13d-3 under the Exchange Act) of the Common Stock that Partnership and Partnership-I beneficially
own. WCM, as the sole general partner of Partnership and Partnership-I, has the sole power to direct the
voting and disposition of the Common Stock that Partnership and Partnership-I beneficially own. Messrs. Obus
and Landes are the co-managing members of WCM and, accordingly, each of Messrs. Obus and Landes may be deemed to be the
indirect beneficial owner (as that term is defined under Rule 13d-3 under the Exchange Act) of the Common Stock that WCM may
be deemed to beneficially own. Each of Messrs. Obus and Landes, as co-managing members of WCM, share the power to direct the
voting and disposition of the shares of Common Stock that WCM may be deemed to beneficially own.
WCI is the sole investment manager
of the Fund and, accordingly, may be deemed to be the indirect beneficial owner (as that term is defined under Rule 13d-3
under the Exchange Act) of the Common Stock that Wynnefield Offshore beneficially owns. WCI, as the sole investment manager
of the Fund, has the sole power to direct the voting and disposition of the Common Stock that the Fund beneficially owns.
Messrs. Obus and Landes are executive officers of WCI and, accordingly, each may be deemed to be the indirect beneficial
owner (as that term is defined under Rule 13d-3 under the Exchange Act) of the Common Stock that WCI may be deemed to
beneficially own. Messrs. Obus and Landes, as executive officers of WCI, share the power to direct the voting and disposition
of the shares of Common Stock that WCI may be deemed to beneficially own.