13D Filing: Wynnefield Capital and DLH Holdings Corp. (DLHC)

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)

Wynnefield Capital Management, LLC

13-4018186

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) ¨

(b) X

SEC USE ONLY

SOURCE OF FUNDS (See Instructions)

WC

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(E) ¨

CITIZENSHIP OR PLACE OF ORGANIZATION

New York

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

SOLE VOTING POWER

3,099,480 (see Item 5)

SHARED VOTING POWER

– 0 – (see Item 5)

SOLE DISPOSITIVE POWER

3,099,480 (see Item 5)

SHARED DISPOSITIVE POWER

– 0 – (see Item 5)

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

3,099,480 (see Item 5)

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) ¨

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

26%

TYPE OF REPORTING PERSON (See Instructions)

OO (Limited Liability Company)