13D Filing: Whitebox Advisors and Par Pacific Holdings Inc. (PARR)

Item 5.

Interest in Securities of the Issuer

Item 5 of the Schedule 13D is hereby amended and restated as follows:

(a) See Items 11 and 13 of the cover pages to this Amendment No. 11 for the aggregate number and percentage of outstanding shares of Common Stock that are beneficially owned by each of the Reporting Persons as of June 8, 2017. Calculation of the percentages of outstanding shares of Common Stock beneficially owned were based on 45,790,612 shares of Common Stock outstanding, which is the number of Common Stock outstanding that the Issuer reported in the Issuer’s Form 10-Q filed on May 10, 2017. For purposes of these calculations the following number of Common Stock have been included in the number of shares of Common Stock outstanding for the respective Reporting Person(s): (i) the 354,350 shares of Common Stock issuable upon exercise of the Warrants over which WA and WB GP have indirect beneficial ownership; and (ii) the 163,842 shares of Common Stock issuable upon the exercise of the Warrants over which WMP has beneficial ownership.

(b) See Items 7 through 10 of the cover pages to this Amendment No. 11 for the number of shares of Common Stock beneficially owned by each of the Reporting Persons as of June 8, 2017 as to which there is sole or shared power to vote or direct the vote, and sole or shared power to dispose or direct the disposition.

(c) The transactions in the Common Stock by the Reporting Persons in the past 60 days are set forth in Exhibit 99.37. All transactions were conducted in the open market.

(d) The WA Private Funds have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of shares of Common Stock owned by the Reporting Persons.

(e) Not applicable.

Item 7.

Material to Be Filed as Exhibits

Item 7 of the Schedule 13D is amended and supplemented as follows.

Exhibit No.		Description
99.37		Schedule of Transactions in the Common Stock by the Reporting Persons
99.38		Amended and Restated Joint Filing Agreement, dated June 8, 2017, among the Reporting Persons.
99.39		Executive Officers and Board of Whitebox Advisors LLC
99.40		Board of Whitebox General Partner LLC

13D Filing: Whitebox Advisors and Par Pacific Holdings Inc. (PARR)

Published on June 9, 2017 at 3:22 pm by Insider Monkey Staff in Hedge Funds

Page 7 of 12 – SEC Filing

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