13D Filing: Viex Capital Advisors, LLC and Yume Inc (YUME)

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1 NAME OF REPORTING PERSON
Eric Singer
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐
(b) ☐
3 SEC USE ONLY
4 SOURCE OF FUNDS
AF
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 15,473
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 5,492,596
PERSON WITH 9 SOLE DISPOSITIVE POWER
15,473
10 SHARED DISPOSITIVE POWER
5,492,596
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,508,069
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.9%
14 TYPE OF REPORTING PERSON
IN
8

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