13D Filing: Viex Capital Advisors, LLC and Yume Inc (YUME)

B.

Series Two

(a)

As of the close of business on September 6, 2017, Series Two beneficially owned 561,269 Shares.

Percentage: Approximately
1.6%

(b)

1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 561,269 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 561,269

(c)

Series Two has not entered into any transactions in the Shares during the past sixty days.

C.

VSO II

(a)

As of the close of business on September 6, 2017, VSO II beneficially owned 2,339,594 Shares.

Percentage: Approximately
6.8%

(b)

1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 2,339,594 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 2,339,594

(c)

VSO II has not entered into any transaction in the Shares during the past sixty days.

D.

VIEX GP

(a)

VIEX GP, as the general partner of Series One and Series Two, may be deemed the beneficial owner of the (i) 2,591,733 Shares owned by Series One and (ii) 561,269 Shares owned by Series Two.

Percentage: Approximately
9.1%

(b)

1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 3,153,002 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 3,153,002

(c)

VIEX GP has not entered into any transactions in the Shares during the past sixty days.

E.

VSO GP II

(a)

VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the 2,339,594 Shares owned by VSO II.

Percentage: Approximately
6.8%

(b)

1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 2,339,594 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 2,339,594