13D Filing: Viex Capital Advisors, Llc and Maxwell Technologies Inc (NASDAQ:MXWL)

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Page 18 of 18 – SEC Filing

VIEX SPECIAL
OPPORTUNITIES FUND III, LP

Sale of Common Stock (84,257) 5.6439 03/17/2017
Sale of Common Stock (75,163) 5.6283 03/17/2017
Short Sale of September 2017 Put Options ($5.00 Strike Price)1 (1,000) 0.3000 04/04/2017

1 Represents American-Style put option sold short
in the over-the counter market. The put options expire on September 15, 2017.

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