13D Filing: Viex Capital Advisors, LLC and Maxwell Technologies Inc (MXWL)

(b)

1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 0 3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 0

(c)

VSO GP II has not entered into any transactions in the Shares since the filing of Amendment No. 1. The transactions in the Shares on behalf of VSO II since the filing of Amendment No. 1 are set forth in Schedule A and are incorporated herein by reference.

F.

VSO GP III

(a)

VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the 801,868 Shares that may be deemed to be beneficially owned by VSO III.

Percentage: Approximately
2.19%

(b)

1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 801,868 3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 801,868

(c)

VSO GP III has not entered into any transactions in the Shares since the filing of Amendment No. 1. The transactions in the Shares on behalf of VSO III since the filing of Amendment No. 1 are set forth in Schedule A and are incorporated herein by reference.

G.

VIEX Capital

(a)

VIEX Capital, as the investment manager of Series One, VSO II and VSO III, may be deemed the beneficial owner of the (i) 1,032,522 Shares that may be deemed to be beneficially owned by Series One; (ii) 0 Shares that may be deemed to be beneficially owned by VSO II; and (iii) 801,868 Shares that may be deemed to be beneficially owned by VSO III.

Percentage: Approximately
4.99%

(b)

1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 1,834,390 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 1,834,390

(c)

VIEX Capital has not entered into any transactions in the Shares since the filing of Amendment No. 1. The transactions in the Shares on behalf of Series One, VSO II and VSO III since the filing of Amendment No. 1 are set forth in Schedule A and are incorporated herein by reference.

H.

Eric Singer

(a)

Mr. Singer, as the managing member of VIEX GP, VSO GP III and VIEX Capital, may be deemed the beneficial owner of the (i) 1,032,522 Shares that may be deemed to be beneficially owned by Series One; (ii) 0 Shares that may be deemed to be beneficially owned by VSO II; and (iii) 801,868 Shares that may be deemed to be beneficially owned by VSO III.

Percentage: Approximately
4.99%