13D Filing: Viex Capital Advisors, LLC and Babcock & Wilcox Enterprises Inc (BW)

SCHEDULE A

Transactions in the Shares During
the Past Sixty Days

Nature of the Transaction

Securities Purchased/(Sold)

Price Per Share($)

Date of Purchase / Sale

VIEX
opportunities fund, LP – Series one

 

Purchase of Common Stock	789,705	3.323	9/15/2017
Purchase of Common Stock	100,000	3.105	9/15/2017
Purchase of  May 2018 Call Options ($2.50 strike price)	3,161	1.55	9/19/2017
Sale of Common Stock	(18,868)	3.7066	9/20/2017
Purchase of Common Stock	9,800	3.5493	9/26/2017
Purchase of Common Stock	200,037	2.7568	9/27/2017
Purchase of Common Stock	150,000	2.9353	9/27/2017
Sale of Common Stock	(1,600)	3.245	9/28/2017
Purchase of Common Stock	311,315	3.267	9/29/2017
Purchase of  May 2018 Call Options ($2.50 strike price)	252	1.45	9/29/2017
Purchase of Common Stock	301,441	3.4305	10/2/2017
Purchase of Common Stock	50,000	3.57	10/2/2017
Purchase of Common Stock	9,972	3.75	10/3/2017
Purchase of Common Stock	50,000	3.77	10/3/2017
Purchase of  May 2018 Call Options ($2.50 strike price)	500	2	10/3/2017
Purchase of  February 2018 Call Options ($2.50 strike price)	12	1.55	10/3/2017
Purchase of Common Stock	120,000	3.6737	10/4/2017
Purchase of Common Stock	50,000	3.68	10/4/2017

Purchase of  February 2018 Call Options ($2.50 strike price)

10

1.70

10/11/2017

 

 

 

VIEX
capital advisors, llc (on behalf of a managed account)

 

Purchase of Common Stock	30,000	3.69	10/9/2017
Purchase of Common Stock	132,000	3.70	10/9/2017

Purchase of Common Stock

148,959

3.8653

10/11/2017