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13D Filing: Viex Capital Advisors, LLC and Babcock & Wilcox Enterprises Inc (BW)

Published on October 27, 2017 at 1:35 pm by Insider Monkey Staff in Hedge Funds
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Page 7 of 10 – SEC Filing

(b) 1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 2,815,302
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 2,815,302
(c) The transactions in the Shares by Series One since the filing of the Schedule 13D are set forth
in Schedule A and are incorporated herein by reference.
B. VIEX GP
(a) VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the 2,815,302
Shares owned by Series One, including 693,500 Shares underlying call options currently exercisable.

Percentage: Approximately
6.4%

(b) 1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 2,815,302
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 2,815,302
(c) VIEX GP has not entered into any transactions in the Shares since the filing of the Schedule 13D.
The transactions in the Shares by Series One since the filing of the Schedule 13D are set forth in Schedule A and are incorporated
herein by reference.
C. VIEX Capital
(a) VIEX Capital, as the investment manager of Series One and the managed account to which VIEX Capital
has sole voting and dispositive power over, may be deemed the beneficial owner of 3,710,328, including 693,500 Shares underlying
call options currently exercisable.

Percentage: Approximately
8.4%

(b) 1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 3,710,328
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 3,710,328
(c) The transactions in the Shares by VIEX Capital on behalf of the managed account since the filing
of the Schedule 13D are set forth in Schedule A and are incorporated herein by reference. The transactions in the Shares by Series
One since the filing of the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.
D. Eric Singer
(a) Mr. Singer, as the managing member of VIEX Capital, may be deemed the beneficial owner of the 3,710,328
Shares deemed to be beneficially owned by VIEX Capital, including the 693,500 shares underlying call options currently exercisable.

Percentage: Approximately
8.4%

7

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